# CBA PHARMA INC — Form D

CBA PHARMA INC of LEXINGTON, KY, a company, filed a Form D exempt-offering notice with the SEC on 2012-02-28. The offering totals $20.0M, of which $539K was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2012-02-28
- Form: D
- Accession: 0001465818-12-000004
- Industry: Biotechnology
- Exemptions: 06
- Total offering: $20.0M
- Amount sold: $539K
- Remaining: $19.5M
- Investors: 41
- Date of first sale: 2012-02-13
- Security types: equity
- Revenue range: No Revenues
- SEC file number: 021-174097

## Issuer

- Name: CBA PHARMA INC
- CIK: 0001143410
- Entity type: Corporation
- Jurisdiction: DE
- Incorporated: 2012
- Address: 670 PERIMETER DR, LEXINGTON, KY, 40517
- Phone: 859-266-5757

## Officers, directors & promoters (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| George P Julius, Jr. | Director | Lexington, KY |
| George P Julius, Jr. | Executive Officer | Lexington, KY |
| Stephen P Whitman | Director | Lexington, KY |
| Stephen P Whitman | Executive Officer | Lexington, KY |
| Louis S Carmichael | Executive Officer | Lexington, KY |
| Shelden K LeBron | Executive Officer | Lexington, KY |
| Lawrence S Martini | Executive Officer | Lexington, KY |
| Robert K Oldham, MD | Executive Officer | Lexington, KY |
| Scott P McKinney | Director | Lexington, KY |
| Scott P McKinney | Executive Officer | Lexington, KY |
| Beth Diane Gudeman | Director | Lexington, KY |
| Beth Diane Gudeman | Executive Officer | Lexington, KY |
| Beth Diane Gudeman | Promoter | Lexington, KY |
| W. Michael Putnam | Director | Lexington, KY |
| W. Michael Putnam | Executive Officer | Lexington, KY |
| W. Michael Putnam | Promoter | Lexington, KY |
| Robert P Granacher, Jr., MD, MBA | Director | Lexington, KY |
| Beth Michael Gudeman | Director | Lexington, KY |
| Beth Michael Gudeman | Executive Officer | Lexington, KY |
| Beth Michael Gudeman | Promoter | Lexington, KY |
| Stephen L Whitman | Director | Lexington, KY |
| Shelden S LeBron | Executive Officer | Lexington, KY |
| Scott D McKinney | Director | Lexington, KY |
| Scott D McKinney | Executive Officer | Lexington, KY |
| Beth D Gudeman | Director | Lexington, KY |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-01-30](https://search.stillhousedata.com/formd/0001465818-15-000001) | D | $20.0M | $100K |
| [2013-06-06](https://search.stillhousedata.com/formd/0001465818-13-000004) | D/A | $20.0M | $5.3M |
| [2010-04-02](https://search.stillhousedata.com/formd/0001465818-10-000015) | D/A | $10.0M | $3.9M |
| [2009-03-25](https://search.stillhousedata.com/formd/0001143410-09-000003) | D | $2.0M | $125K |

## More

- [CIK 1143410 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1143410&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001465818-12-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.