# Caxton Alpha Equity LLC — Form D

Caxton Alpha Equity LLC of PRINCETON, NJ, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-06-17. $8.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-06-17
- Form: D
- Accession: 0001466221-09-000002
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.7
- Amount sold: $8.1M
- Minimum investment: $5.0M
- Investors: 6
- Date of first sale: 2009-04-01
- Security types: fund interests
- SEC file number: 021-132041

## Issuer

- Name: Caxton Alpha Equity LLC
- CIK: 0001466221
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2004
- Address: 731 ALEXANDER ROAD, PRINCETON, NJ, 08540
- Phone: 609-419-1800

## Officers, directors & promoters (4)

| Name | Role | Location |
| --- | --- | --- |
| Scott B Bernstein | Executive Officer | New York, NY |
| John G Forbes | Executive Officer | New York, NY |
| Peter P D'Angelo | Executive Officer | New York, NY |
| Bruce S Kovner | Executive Officer | New York, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2010-06-16](https://search.stillhousedata.com/formd/0001466221-10-000001) | D/A | — | $69.5M |
| [2009-06-17](https://search.stillhousedata.com/formd/0001097298-09-000007) | D/A | — | $8.1M |

## More

- [CIK 1466221 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1466221&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001466221-09-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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