# III Fund Ltd. — Form D

III Fund Ltd. of Grand Cayman, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-08-06. $109.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-08-06
- Form: D
- Accession: 0001469719-09-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $109.6M
- Minimum investment: $1.0M
- Investors: 12
- Date of first sale: 1994-11-01
- Security types: fund interests
- SEC file number: 021-133422

## Issuer

- Name: III Fund Ltd.
- CIK: 0001469720
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Address: DMS Corporate Services Ltd., Grand Cayman, E9, KY1-1108
- Phone: 345-946-7652

## Officers, directors & promoters (67)

_Showing 25 of 67 people._

| Name | Role | Location |
| --- | --- | --- |
| David Bree | Director | Grand Cayman, E9 |
| Canover Watson | Director | George Town, Grand Cayman, E9 |
| Garth Friesen | Executive Officer | Boca Raton, FL |
| Sharma Sanjiv | Executive Officer | Boca Raton, FL |
| Karen L Hansen | Executive Officer | Boca Raton, FL |
| n/a III Capital Management | Executive Officer | Boca Raton, FL |
| Jason L Prest | Executive Officer | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Yelena L Anuar | Executive Officer | Boca Raton, FL |
| Mark L Perry | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| n/a James River Capital Corp. | Executive Officer | Manakin-Sabot, VA |
| n/a James River Capital Corp. | Promoter | Manakin-Sabot, VA |
| Brandon L Pellegrino | Executive Officer | Boca Raton, FL |
| Garth P Friesen | Executive Officer | Boca Raton, FL |
| Andrew P Galloway | Director | Grand Cayman, E9 |
| Francis P Feeney | Executive Officer | Boca Raton, FL |
| Robert P Printz | Executive Officer | Boca Raton, FL |
| Thomas D Olofsson | Executive Officer | Boca Raton, FL |
| Scott P Wyler | Executive Officer | Boca Raton, FL |
| Deep P Kumar | Executive Officer | Boca Raton, FL |
| Michael P Reger | Executive Officer | Boca Raton, FL |
| Robert P Hart | Executive Officer | Boca Raton, FL |
| Thomas P Olofsson | Executive Officer | Boca Raton, FL |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-02-22](https://search.stillhousedata.com/formd/0001455867-19-000003) | D/A | — | $350.7M |
| [2018-02-22](https://search.stillhousedata.com/formd/0001469720-18-000001) | D/A | — | $347.3M |
| [2017-02-22](https://search.stillhousedata.com/formd/0001469720-17-000001) | D/A | — | $334.5M |
| [2016-02-22](https://search.stillhousedata.com/formd/0001469720-16-000002) | D/A | — | $213.9M |
| [2015-02-20](https://search.stillhousedata.com/formd/0001469720-15-000001) | D/A | — | $196.9M |
| [2014-02-20](https://search.stillhousedata.com/formd/0001077921-14-000002) | D/A | — | $169.8M |
| [2013-03-06](https://search.stillhousedata.com/formd/0001469720-13-000001) | D/A | — | $165.9M |
| [2012-03-06](https://search.stillhousedata.com/formd/0001539669-12-000010) | D/A | — | $136.4M |
| [2011-10-28](https://search.stillhousedata.com/formd/0001518332-11-000003) | D/A | — | $135.7M |
| [2010-09-15](https://search.stillhousedata.com/formd/0001425253-10-000001) | D/A | — | $131.3M |

## More

- [CIK 1469720 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1469720&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001469719-09-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.