# NorthRock General Partner, LLC — Form D

NorthRock General Partner, LLC of SAN FRANCISCO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2009-09-22. $2.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-09-22
- Form: D
- Accession: 0001472307-09-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $2.1M
- Investors: 16
- Date of first sale: 2009-09-09
- Security types: equity, fund interests
- SEC file number: 021-134611

## Issuer

- Name: NorthRock General Partner, LLC
- CIK: 0001472307
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: TWO EMBARCADERO CENTER, SAN FRANCISCO, CA, 94111
- Phone: 4156454300

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| Peter J Falco | Director | New York, NY |
| Edmond A Kavounas | Director | San Francisco, CA |
| Jennifer A Levy | Director | New York, NY |
| WALTER P SCHMIDT | Director | NEW YORK, NY |
| Peter J Falco | Executive Officer | New York, NY |
| Edmond A Kavounas | Executive Officer | San Francisco, CA |
| Member Rockwood Capital, LLC | Promoter | San Francisco, CA |

## More

- [CIK 1472307 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1472307&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001472307-09-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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