# Advent Legacy Securities PPIF, Ltd. — Form D/A

Advent Legacy Securities PPIF, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2009-12-08. $101.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-12-08
- Form: D/A
- Accession: 0001474260-09-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $101.8M
- Minimum investment: $100K
- Investors: 7
- Date of first sale: 2009-10-01
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-135165

## Issuer

- Name: Advent Legacy Securities PPIF, Ltd.
- CIK: 0001474260
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD, GRAND CAYMAN, E9, KY1-9007
- Phone: 212 386-7407

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Rodd J Baxter | Director | New York, NY |
| Edward, Jr. E Johnson | Director | New York, NY |
| Robert J White | Director | Williston, VT |
| Rodd J Baxter | Executive Officer | New York, NY |
| 0 Advent Capital Management, LLC | Promoter | New York, NY |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2009-10-13](https://search.stillhousedata.com/formd/0001474260-09-000002) | D | — | $26.8M |

## More

- [CIK 1474260 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1474260&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001474260-09-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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