# R3 (C), Ltd. — Form D

R3 (C), Ltd. of GEORGE TOWN, GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-02-23. $186.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2010-02-23
- Form: D
- Accession: 0001476328-10-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $186.3M
- Minimum investment: $100K
- Investors: 12
- Date of first sale: 2009-08-01
- Security types: fund interests
- SEC file number: 021-138966

## Issuer

- Name: R3 (C), Ltd.
- CIK: 0001484760
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: 190 ELGIN AVENUE, GEORGE TOWN, GRAND CAYMAN, E9, KY1-9005
- Phone: 345-943-3100

## Officers, directors & promoters (32)

_Showing 25 of 32 people._

| Name | Role | Location |
| --- | --- | --- |
| W. William Woods | Director | Toronto, A6 |
| Linburgh Martin | Director | George Town, Grand Cayman, E9 |
| Warren Keens | Director | Grand Cayman, E9 |
| Ian William Pilgrim | Director | WILMINGTON, DE |
| John Stein | Director | Charlotte, NC |
| John Stein | Executive Officer | Charlotte, NC |
| Anne Marie Petach | Director | Grand Cayman, E9 |
| Neeraj Marie Seth | Executive Officer | New York, NY |
| Michael Marie Phelps | Executive Officer | New York, NY |
| Joshua Marie Tarnow | Executive Officer | New York, NY |
| Russell M Brownback | Executive Officer | New York, NY |
| Jeffrey M Cucunato | Executive Officer | New York, NY |
| Russell Michael Brownback | Executive Officer | New York, NY |
| C. Michael Weaver | Director | New York, NY |
| C. Michael Weaver | Executive Officer | New York, NY |
| Jeffrey Michael Cucunato | Executive Officer | New York, NY |
| n/a BlackRock Investment Management, LLC | Promoter | New York, NY |
| n/a BlackRock, Inc. | Promoter | New York, NY |
| J. Richard Blewitt | Executive Officer | New York, NY |
| Jeffrey Richard Cucunato | Executive Officer | New York, NY |
| Russell Richard Brownback | Executive Officer | New York, NY |
| Michael E Phelps | Executive Officer | New York, NY |
| J Richard Blewitt | Executive Officer | New York, NY |
| James E Keenan | Executive Officer | New York, NY |
| Michael E Lipsky | Executive Officer | New York, NY |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-03-19](https://search.stillhousedata.com/formd/0001733766-18-000005) | D/A | — | $318.2M |
| [2017-03-17](https://search.stillhousedata.com/formd/0001700596-17-000009) | D/A | — | $318.2M |
| [2016-03-17](https://search.stillhousedata.com/formd/0001668669-16-000008) | D/A | — | $318.2M |
| [2015-03-17](https://search.stillhousedata.com/formd/0001140361-15-012211) | D/A | — | $318.2M |
| [2014-03-17](https://search.stillhousedata.com/formd/0001484760-14-000001) | D/A | — | $318.2M |
| [2013-03-15](https://search.stillhousedata.com/formd/0001484760-13-000001) | D/A | — | $317.2M |
| [2012-03-15](https://search.stillhousedata.com/formd/0001387082-12-000005) | D/A | — | $307.3M |
| [2011-03-15](https://search.stillhousedata.com/formd/0001433510-11-000002) | D/A | — | $307.3M |

## More

- [CIK 1484760 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1484760&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001476328-10-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
