# Capital Alliance, LLC — Form D

Capital Alliance, LLC of SAN RAFAEL, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-10-12. The offering totals $5.0M, of which $80K was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-10-12
- Form: D
- Accession: 0001481639-18-000002
- Industry: Pooled Investment Fund
- Exemptions: 04
- Total offering: $5.0M
- Amount sold: $80K
- Remaining: $4.9M
- Minimum investment: $25K
- Investors: 1
- Date of first sale: 2018-10-01
- Security types: debt
- SEC file number: 021-323474

## Issuer

- Name: Capital Alliance, LLC
- CIK: 0001481639
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2005
- Address: 1108 FIFTH AVE., SUITE 202, SAN RAFAEL, CA, 94901
- Phone: (415) 288-9575

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| William W Aubrey | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Executive Officer | San Rafael, CA |
| Dennis R Konczal | Promoter | San Rafael, CA |
| J.R. R Sandell | Executive Officer | San Rafael, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a CA corp. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc. | Director | San Francisco, CA |
| Attn: Dennis Konczal Capital Alliance Advisors, Inc., a California corporation | Director | San Francisco, CA |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-02-21](https://search.stillhousedata.com/formd/0001481639-20-000001) | D | $10.0M | $210K |
| [2016-11-01](https://search.stillhousedata.com/formd/0001481639-16-000001) | D | $10.0M | $25K |
| [2014-05-15](https://search.stillhousedata.com/formd/0001608253-14-000001) | D/A | $25.0M | $1.1M |
| [2013-05-13](https://search.stillhousedata.com/formd/0001481639-13-000001) | D/A | $25.0M | $810K |
| [2012-06-13](https://search.stillhousedata.com/formd/0001481639-12-000001) | D/A | $25.0M | $90K |
| [2011-06-13](https://search.stillhousedata.com/formd/0001481639-11-000001) | D | $25.0M | $50K |
| [2010-12-09](https://search.stillhousedata.com/formd/0001481639-10-000005) | D | $50.0M | $50K |
| [2010-02-03](https://search.stillhousedata.com/formd/0001481639-10-000002) | D | $30.0M | $7.7M |

## More

- [CIK 1481639 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1481639&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001481639-18-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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