# Royce Institutional Fund - Mid-Cap Portfolio — Form D

Royce Institutional Fund - Mid-Cap Portfolio of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-02-09. $3.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2010-02-09
- Form: D
- Accession: 0001482767-10-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $3.0M
- Minimum investment: $1.0M
- Investors: 1
- Date of first sale: 2010-02-01
- Security types: fund interests
- SEC file number: 021-138603

## Issuer

- Name: Royce Institutional Fund - Mid-Cap Portfolio
- CIK: 0001482767
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 745 FIFTH AVENUE, NEW YORK, NY, 10151
- Phone: (212) 508-4500

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| Charles M Royce | Executive Officer | Greenwich, CT |
| Daniel A O'Byrne | Executive Officer | New York, NY |
| John E Denneen | Executive Officer | New York, NY |
| Jack E Fockler, Jr. | Executive Officer | New York, NY |
| John D Diederich | Executive Officer | New York, NY |
| W. Whitney George | Executive Officer | New York, NY |
| Michael A McAllister | Executive Officer | New York, NY |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2011-03-16](https://search.stillhousedata.com/formd/0001482767-11-000001) | D/A | — | $3.0M |

## More

- [CIK 1482767 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1482767&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001482767-10-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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