# Capnia, Inc. — Form D

Capnia, Inc. of PALO ALTO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-11-19. The offering totals $2.0M, of which $1.9M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2010-11-19
- Form: D
- Accession: 0001484565-10-000003
- Industry: Other Health Care
- Exemptions: 06
- Total offering: $2.0M
- Amount sold: $1.9M
- Remaining: $108K
- Minimum investment: $1
- Investors: 16
- Date of first sale: 2010-11-10
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-150812

## Issuer

- Name: Capnia, Inc.
- CIK: 0001484565
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 2445 FABER PLACE, PALO ALTO, CA, 94303
- Phone: 650-213-8444

## Officers, directors & promoters (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Graham K Crooke | Director | Palo Alto, CA |
| Steinar J Engelsen | Director | Palo Alto, CA |
| Edgar J Engleman | Director | Palo Alto, CA |
| Stephen N Kirnon | Director | Palo Alto, CA |
| William Harris | Director | SPARKS, NV |
| Matthew Pauls | Director | Durham, NC |
| Andrew Sinclair | Director | Watertown, MA |
| Anish Bhatnagar | Director | Palo Alto, CA |
| Anish Bhatnagar | Executive Officer | Palo Alto, CA |
| James Mackaness | Executive Officer | Redwood City, CA |
| Ernest Mario | Director | Palo Alto, CA |
| Ernest Mario | Executive Officer | Palo Alto, CA |
| Birgitte Volck | Director | Redwood City, CA |
| Gwen Melincoff | Director | Redwood City, CA |
| Mahendra D Shah | Director | Seattle, WA |
| Rajen Dalal | Director | Boston, MA |
| Stuart D Collinson | Director | Redwood City, CA |
| Steinar Engelsen | Director | Redwood City, CA |
| William G Harris | Director | Redwood City, CA |
| Jonathan D Wolter | Executive Officer | Redwood City, CA |
| David D O'Toole | Executive Officer | Redwood City, CA |
| William James Alexander | Director | Palo Alto, CA |
| Edgar G Engleman | Director | Pleasanton, CA |
| Gina D Phelps | Executive Officer | Redwood City, CA |
| Anthony D Wondka | Executive Officer | Redwood City, CA |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-10-04](https://search.stillhousedata.com/formd/0001484565-23-000001) | D | $60.0M | $60.0M |
| [2017-12-22](https://search.stillhousedata.com/formd/0001484565-17-000005) | D | $15.0M | $15.0M |
| [2017-02-08](https://search.stillhousedata.com/formd/0001484565-17-000001) | D | $17.0M | $602K |
| [2016-07-06](https://search.stillhousedata.com/formd/0001484565-16-000007) | D | $13.8M | $3.2M |
| [2015-10-22](https://search.stillhousedata.com/formd/0001484565-15-000004) | D | $10.0M | $4.6M |
| [2015-10-21](https://search.stillhousedata.com/formd/0001484565-15-000003) | D | $10.0M | $1.4M |
| [2015-03-11](https://search.stillhousedata.com/formd/0001484565-15-000002) | D | $3.7M | $3.7M |
| [2012-08-13](https://search.stillhousedata.com/formd/0001484565-12-000002) | D/A | $5.2M | $5.0M |
| [2012-01-25](https://search.stillhousedata.com/formd/0001484565-12-000001) | D | $2.0M | $1.9M |
| [2010-03-19](https://search.stillhousedata.com/formd/0001484565-10-000002) | D/A | $4.7M | $3.3M |
| [2010-02-24](https://search.stillhousedata.com/formd/0001484565-10-000001) | D | $4.7M | $3.1M |

## More

- [CIK 1484565 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1484565&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001484565-10-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.