# Whitebox Asymmetric Opportunities Fund, Ltd — Form D/A

Whitebox Asymmetric Opportunities Fund, Ltd of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2014-03-31. $99.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-03-31
- Form: D/A
- Accession: 0001489003-14-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $99.7M
- Minimum investment: $1.0M
- Investors: 17
- Date of first sale: 2010-04-01
- Security types: equity, fund interests
- SEC file number: 021-140395

## Issuer

- Name: Whitebox Asymmetric Opportunities Fund, Ltd
- CIK: 0001489003
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2010
- Address: MOURANT OZANNES CORP SERVS (CAYMAN), GRAND CAYMAN, E9, KY1-1108
- Phone: 612-253-6001

## Officers, directors & promoters (22)

| Name | Role | Location |
| --- | --- | --- |
| George Bashforth | Director | Grand Cayman, E9 |
| Richard Gordon | Director | Grand Cayman, E9 |
| William Harris | Director | SPARKS, NV |
| n/a Whitebox Advisors LLC | Executive Officer | Minneapolis, MN |
| n/a Whitebox Advisors LLC | Promoter | Minneapolis, MN |
| Andrew J Redleaf | Executive Officer | Minneapolis, MN |
| Calum McKenzie | Director | Road Town, Tortola, D8 |
| George -- Bashforth | Director | Camana Bay, Grand Cayman, E9 |
| Andrew Redleaf | Executive Officer | Minneapolis, MN |
| -- -- Whitebox Advisors LLC | Executive Officer | Minneapolis, MN |
| William -- Harris | Director | Road Town, D8 |
| Calum -- McKenzie | Director | Road Town, D8 |
| Richard -- Gordon | Director | Camana Bay, Grand Cayman, E9 |
| Mark Strefling | Executive Officer | Minneapolis, MN |
| Richard McMillan | Director | George Town, E9 |
| N/A Whitebox Asymmetric Advisors, LLC | Promoter | Minneapolis, MN |
| Jonathan D Wood | Director | Minneapolis, MN |
| Jonathan D Wood | Executive Officer | Minneapolis, MN |
| William D Harris | Director | Road Town, D8 |
| Calum D McKenzie | Director | Road Town, D8 |
| Mark M Strefling | Director | Minneapolis, MN |
| Mark M Strefling | Executive Officer | Minneapolis, MN |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-12-19](https://search.stillhousedata.com/formd/0000919574-19-007718) | D/A | — | $1.0B |
| [2018-12-19](https://search.stillhousedata.com/formd/0000919574-18-008058) | D/A | — | $963.7M |
| [2017-12-19](https://search.stillhousedata.com/formd/0000919574-17-008648) | D/A | — | $895.7M |
| [2017-06-29](https://search.stillhousedata.com/formd/0000919574-17-005063) | D/A | — | $850.7M |
| [2016-07-22](https://search.stillhousedata.com/formd/0000919574-16-014294) | D/A | — | $611.0M |
| [2015-07-22](https://search.stillhousedata.com/formd/0001461782-15-000011) | D/A | — | $311.0M |
| [2015-03-06](https://search.stillhousedata.com/formd/0001489003-15-000001) | D/A | — | $212.3M |
| [2013-04-04](https://search.stillhousedata.com/formd/0001489003-13-000001) | D/A | — | $18.4M |
| [2012-04-05](https://search.stillhousedata.com/formd/0001489003-12-000002) | D/A | — | $8.1M |
| [2011-04-06](https://search.stillhousedata.com/formd/0001489003-11-000001) | D/A | — | $6.2M |
| [2010-04-12](https://search.stillhousedata.com/formd/0001489003-10-000001) | D | — | $2.3M |

## More

- [CIK 1489003 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1489003&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001489003-14-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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