# Union Avenue Portfolio Fund Ltd. — Form D

Union Avenue Portfolio Fund Ltd. of GEORGE TOWN GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-04-27. $15.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2010-04-27
- Form: D
- Accession: 0001490432-10-000004
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $15.0M
- Minimum investment: $50K
- Date of first sale: 2009-04-17
- Security types: equity, fund interests
- SEC file number: 021-141193

## Issuer

- Name: Union Avenue Portfolio Fund Ltd.
- CIK: 0001490432
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: C/O OGIER FIDUCIARY SERVICES (CAYMAN), GEORGE TOWN GRAND CAYMAN, E9, KY1-1108
- Phone: 345-815-1400

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| THOMAS R GROSSMAN | Executive Officer | SAN CLEMENTE, CA |
| THOMAS R GROSSMAN | Promoter | SAN CLEMENTE, CA |
| Neal R Brickman | Director | New York, NY |
| Union Avenue Advisors LP R Union Avenue Advisors LP | Executive Officer | New York, NY |
| Union Avenue Advisors LP R Union Avenue Advisors LP | Promoter | New York, NY |
| Phillip R Hughes | Director | Grand Cayman, E9 |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2012-04-17](https://search.stillhousedata.com/formd/0001490432-12-000001) | D/A | — | $2.2M |
| [2011-04-19](https://search.stillhousedata.com/formd/0001490432-11-000001) | D/A | — | $2.2M |

## More

- [CIK 1490432 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1490432&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001490432-10-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.