# STERNE AGEE GROUP, INC. — Form D

STERNE AGEE GROUP, INC. of BIRMINGHAM, AL, a company, filed a Form D exempt-offering notice with the SEC on 2012-11-27. The offering totals $7.2M, of which $6.3M was reported sold. Industry: Investment Banking.

## Offering

- Filed: 2012-11-27
- Form: D
- Accession: 0001492996-12-000012
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $7.2M
- Amount sold: $6.3M
- Remaining: $915K
- Minimum investment: $4K
- Investors: 12
- Date of first sale: 2012-11-14
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-187501

## Issuer

- Name: STERNE AGEE GROUP, INC.
- CIK: 0001492996
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL, 35209
- Phone: 205-949-3500

## Officers, directors & promoters (42)

_Showing 25 of 42 people._

| Name | Role | Location |
| --- | --- | --- |
| JON C COOPER | Director | BIRMINGHAM, AL |
| JAMES F DIXON, III | Director | BIRMINGHAM, AL |
| CHAPELL H HILL | Director | BIRMINGHAM, AL |
| William K Holbrook | Director | Birmingham, AL |
| JAMES S HOLBROOK, JR. | Director | BIRMINGHAM, AL |
| HENRY S LYNN | Director | BIRMINGHAM, AL |
| Ryan C Medo | Director | Birmingham, AL |
| JOE R ROBERTS | Director | BIRMINGHAM, AL |
| HAROLD L WAINWRIGHT, JR. | Director | BIRMINGHAM, AL |
| CHARLES R WHITE, JR. | Director | BIRMINGHAM, AL |
| JAMES S HOLBROOK, JR. | Executive Officer | BIRMINGHAM, AL |
| HENRY S LYNN | Executive Officer | BIRMINGHAM, AL |
| Sal A Nunziata | Director | Orlando, FL |
| Sal A Nunziata | Executive Officer | Orlando, FL |
| Charles L White | Director | Cleveland, OH |
| William K Holbrook | Executive Officer | Birmingham, AL |
| Robert G Nunziata | Director | Orlando, FL |
| Linda M Daniel | Director | Birmingham, AL |
| Linda M Daniel | Executive Officer | Birmingham, AL |
| Joe R Roberts, Jr. | Director | Birmingham, AL |
| Sharon B Belswenger | Executive Officer | Birmingham, AL |
| Jon B Sanderson | Director | Birmingham, AL |
| Jon B Sanderson | Executive Officer | Birmingham, AL |
| Eric D Needleman | Director | Birmingham, AL |
| Eric D Needleman | Executive Officer | Birmingham, AL |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-10-01](https://search.stillhousedata.com/formd/0001492996-14-000019) | D | — | $2.1M |
| [2011-12-23](https://search.stillhousedata.com/formd/0001492996-11-000016) | D | $1000K | $1000K |
| [2011-02-18](https://search.stillhousedata.com/formd/0001209191-11-011223) | D | $3.5M | $3.4M |
| [2010-05-28](https://search.stillhousedata.com/formd/0001492996-10-000001) | D | $17.7M | $17.7M |

## More

- [CIK 1492996 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1492996&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001492996-12-000012.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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