# Aridis Pharmaceuticals, Inc. — Form D

Aridis Pharmaceuticals, Inc. of LOS GATOS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2022-12-20. The offering totals $4.8M, of which $4.8M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2022-12-20
- Form: D
- Accession: 0001493152-22-035941
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $4.8M
- Amount sold: $4.8M
- Investors: 1
- Date of first sale: 2022-12-07
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-467980

## Issuer

- Name: Aridis Pharmaceuticals, Inc.
- CIK: 0001614067
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 983 UNIVERSITY AVENUE, LOS GATOS, CA, 95032
- Phone: (408) 385-1742

## Officers, directors & promoters (23)

| Name | Role | Location |
| --- | --- | --- |
| Craig Gibbs | Director | SOUTH SAN FRANCISCO, CA |
| John Hamilton | Director | Washington, DC |
| Eric Patzer | Director | Los Gatos, CA |
| Robert Ruffolo | Director | Boston, MA |
| Susan Windham-Bannister | Director | Los Gatos, CA |
| Fred Kurland | Executive Officer | Los Gatos, CA |
| Vu Truong | Executive Officer | Los Gatos, CA |
| Eric Patzer | Executive Officer | Los Gatos, CA |
| Fred Kurland | Director | Los Gatos, CA |
| Vu Truong | Director | Los Gatos, CA |
| Robert Ruffolo, Jr. | Director | Los Gatos, CA |
| Mike Nazak | Executive Officer | San Jose, CA |
| Vu Troung | Director | San Jose, CA |
| Vu Troung | Executive Officer | San Jose, CA |
| Isaac Blech | Director | Jupiter, FL |
| Robert Coughlin | Director | San Jose, CA |
| Paul-Andre de Lame | Executive Officer | San Jose, CA |
| Robert K Coughlin | Director | San Jose, CA |
| John K Hamilton | Director | San Jose, CA |
| Robert R Ruffolo, Jr. | Director | San Jose, CA |
| Isaac R Blech | Director | San Jose, CA |
| Craig K Gibbs | Director | San Jose, CA |
| John Borgeson | Executive Officer | Palo Alto, CA |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-10-12](https://search.stillhousedata.com/formd/0001493152-22-028256) | D | $8.0M | $8.0M |
| [2020-10-26](https://search.stillhousedata.com/formd/0001104659-20-118008) | D | $8.4M | $8.4M |
| [2016-12-15](https://search.stillhousedata.com/formd/0001104659-16-162354) | D | $25.0M | $13.6M |
| [2016-08-19](https://search.stillhousedata.com/formd/0001144204-16-120327) | D | $40.0M | $15.2M |
| [2015-11-24](https://search.stillhousedata.com/formd/0001144204-15-067844) | D | $3.5M | $3.0M |
| [2014-07-17](https://search.stillhousedata.com/formd/0001104659-14-052052) | D | $3.5M | $3.5M |

## More

- [CIK 1614067 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1614067&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001493152-22-035941.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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