# Carolina Financial Securities, LLC — Form D

Carolina Financial Securities, LLC of BREVARD, NC, a company, filed a Form D exempt-offering notice with the SEC on 2011-09-01. The offering totals $20K, of which $20K was reported sold. Industry: Investment Banking.

## Offering

- Filed: 2011-09-01
- Form: D
- Accession: 0001493400-11-000002
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $20K
- Amount sold: $20K
- Minimum investment: $20K
- Investors: 1
- Date of first sale: 2011-08-17
- Security types: equity
- Revenue range: $1 - $1,000,000
- SEC file number: 021-165282

## Issuer

- Name: Carolina Financial Securities, LLC
- CIK: 0001493400
- Entity type: Limited Liability Company
- Jurisdiction: NORTH CAROLINA
- Address: 185 W. MAIN ST., BREVARD, NC, 28712
- Phone: 828-393-0088

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| BRUCE VICTOR ROBERTS | Executive Officer | Brevard, NC |
| Peter Stuart MIlhaupt | Executive Officer | Darien, CT |
| Bruce Victor Robert | Executive Officer | Brevard, NC |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-07-31](https://search.stillhousedata.com/formd/0001493400-13-000001) | D | $20K | $20K |
| [2010-06-30](https://search.stillhousedata.com/formd/0001493400-10-000002) | D/A | $60K | $60K |
| [2010-06-17](https://search.stillhousedata.com/formd/0001493400-10-000001) | D | $60K | $20K |

## More

- [CIK 1493400 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1493400&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001493400-11-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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