# Fulcrum Convertible Arbitrage Fund LLC — Form D/A

Fulcrum Convertible Arbitrage Fund LLC of ST. LOUIS, MO, a pooled investment fund, filed a Form D amendment with the SEC on 2011-06-13. $3.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-06-13
- Form: D/A
- Accession: 0001494082-11-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $3.1M
- Minimum investment: $250K
- Investors: 5
- Date of first sale: 2010-04-27
- Security types: fund interests
- SEC file number: 021-143586

## Issuer

- Name: Fulcrum Convertible Arbitrage Fund LLC
- CIK: 0001494082
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 11975 WESTLINE INDUSTRIAL DRIVE, ST. LOUIS, MO, 63146
- Phone: (314) 336-3119

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| John Noddings | Director | St. Louis, MO |
| John Noddings | Promoter | St. Louis, MO |
| Michael Charles Kissinger | Executive Officer | St. Louis, MO |
| Donald C Megliola | Executive Officer | St. Louis, MO |
| Cynthia D Lyons | Executive Officer | St. Louis, MO |
| Patrick J Kearns | Executive Officer | St. Louis, MO |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2012-06-14](https://search.stillhousedata.com/formd/0001494082-12-000001) | D/A | — | $3.1M |
| [2010-06-23](https://search.stillhousedata.com/formd/0001494082-10-000002) | D/A | — | $2.6M |
| [2010-06-16](https://search.stillhousedata.com/formd/0001494082-10-000001) | D | — | $2.6M |

## More

- [CIK 1494082 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1494082&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001494082-11-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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