# Advisory Research Global Small Cap Fund, L.P. — Form D/A

Advisory Research Global Small Cap Fund, L.P. of CHICAGO, IL, a pooled investment fund, filed a Form D amendment with the SEC on 2013-07-09. $400K was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-07-09
- Form: D/A
- Accession: 0001496332-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $400K
- Minimum investment: $500K
- Investors: 9
- Date of first sale: 2010-07-01
- Security types: fund interests
- SEC file number: 021-144720

## Issuer

- Name: Advisory Research Global Small Cap Fund, L.P.
- CIK: 0001496332
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 180 NORTH STETSON AVENUE, CHICAGO, IL, 60601
- Phone: (312) 565-1414

## Officers, directors & promoters (18)

| Name | Role | Location |
| --- | --- | --- |
| Brien O'Brien | Director | Chicago, IL |
| Brien O'Brien | Executive Officer | Chicago, IL |
| Brien O'Brien | Promoter | Chicago, IL |
| Thomas G Smith | Director | Milwaukee, WI |
| Susan Steiner | Executive Officer | Chicago, IL |
| Christopher Crawshaw | Director | Chicago, IL |
| Christopher Crawshaw | Executive Officer | Chicago, IL |
| Christopher Crawshaw | Promoter | Chicago, IL |
| Laura G Moret | Executive Officer | Minneapolis, MN |
| Timothy L Carter | Executive Officer | Minneapolis, MN |
| Heather G Calby | Executive Officer | Chicago, IL |
| Cari Ann Hopfensperger | Executive Officer | Chicago, IL |
| David B Heller | Executive Officer | Chicago, IL |
| Christopher B Crawshaw | Director | Chicago, IL |
| Christopher B Crawshaw | Executive Officer | Chicago, IL |
| Cari Ann B Hopfensperger | Executive Officer | Chicago, IL |
| Heather G. Calby | Executive Officer | Chicago, IL |
| Thomas G. Smith | Director | Chicago, IL |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2016-07-29](https://search.stillhousedata.com/formd/0001496332-16-000002) | D/A | — | $8.8M |
| [2015-07-29](https://search.stillhousedata.com/formd/0001496332-15-000001) | D/A | — | $400K |
| [2014-07-29](https://search.stillhousedata.com/formd/0001496332-14-000001) | D/A | — | $400K |
| [2012-07-10](https://search.stillhousedata.com/formd/0001496332-12-000001) | D/A | — | $400K |
| [2011-07-11](https://search.stillhousedata.com/formd/0001496332-11-000001) | D/A | — | $400K |
| [2010-07-12](https://search.stillhousedata.com/formd/0001496332-10-000001) | D | — | $375K |

## More

- [CIK 1496332 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1496332&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001496332-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.