# Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund — Form D/A

Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund of Boston, MA, a pooled investment fund, filed a Form D amendment with the SEC on 2013-02-26. $20.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-02-26
- Form: D/A
- Accession: 0001497049-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $20.3M
- Investors: 7
- Date of first sale: 2010-06-22
- Security types: fund interests
- SEC file number: 021-145222

## Issuer

- Name: Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund
- CIK: 0001497049
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 470 Atlantic Avenue, Boston, MA, 02210
- Phone: 617-946-5200

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| Managing Member Baring Asset Management LLC | Promoter | Boston, MA |
| n/a Baring International Investment Limited | Executive Officer | London, X0 |
| n/a Baring North America LLC | Executive Officer | Boston, MA |
| Susan Moore | Director | Boston, MA |
| Robert Cecere | Director | Boston, MA |
| Robert Cecere | Executive Officer | Boston, MA |
| MANAGING MEMBER BARING NORTH AMERICA LLC | Promoter | BOSTON, MA |
| David T Brennen | Director | Boston, MA |
| Michael T Brown | Director | Boston, MA |
| Michael T Brown | Executive Officer | Boston, MA |
| INVESTMENT MANAGER T BARING INTERNATIONAL INVESTMENT LIMITED | Promoter | LONDON, X0 |
| Managing Member Baring Asset Management, Inc. | Promoter | Boston, MA |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-02-10](https://search.stillhousedata.com/formd/0001497049-17-000002) | D/A | — | $49.3M |
| [2016-02-10](https://search.stillhousedata.com/formd/0001497049-16-000002) | D/A | — | $41.5M |
| [2015-02-13](https://search.stillhousedata.com/formd/0001497049-15-000001) | D/A | — | $21.1M |
| [2014-02-19](https://search.stillhousedata.com/formd/0001497049-14-000002) | D/A | — | $20.3M |
| [2012-06-08](https://search.stillhousedata.com/formd/0001497049-12-000002) | D/A | — | $17.0M |
| [2012-03-14](https://search.stillhousedata.com/formd/0001497049-12-000001) | D/A | — | $17.0M |
| [2011-04-28](https://search.stillhousedata.com/formd/0001497049-11-000001) | D/A | — | $5.0M |
| [2010-07-20](https://search.stillhousedata.com/formd/0001497049-10-000001) | D | — | $5.0M |

## More

- [CIK 1497049 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1497049&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001497049-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.