# Harpeth Financial Services, LLC — Form D/A

Harpeth Financial Services, LLC of NASHVILLE, TN, a company, filed a Form D amendment with the SEC on 2014-08-05. $2.5M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2014-08-05
- Form: D/A
- Accession: 0001498276-14-000002
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Amount sold: $2.5M
- Investors: 9
- Date of first sale: 2012-08-31
- Security types: equity, debt
- Revenue range: Decline to Disclose
- SEC file number: 021-183764

## Issuer

- Name: Harpeth Financial Services, LLC
- CIK: 0001498276
- Entity type: Limited Liability Company
- Jurisdiction: TENNESSEE
- Address: 1901 CHURCH STREET, NASHVILLE, TN, 37203
- Phone: 615-341-5900

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| Michael L Hodges | Director | Nashville, TN |
| Tina L Hodges | Director | Nashville, TN |
| Patrick L Conroy | Executive Officer | Nashville, TN |
| Michael L Hodges | Executive Officer | Nashville, TN |
| Tina L Hodges | Executive Officer | Nashville, TN |
| Keith Jeffrey Smith | Executive Officer | NASHVILLE, TN |
| Tina Hodges | Director | NASHVILLE, TN |
| Tina Hodges | Executive Officer | NASHVILLE, TN |
| Michael Hodges | Director | Santa Clara, CA |
| Michael Hodges | Executive Officer | Santa Clara, CA |
| Patrick Conroy | Executive Officer | NASHVILLE, TN |
| Brent J Gay | Executive Officer | Nashville, TN |
| Scott J Bojczuk | Executive Officer | NASHVILLE, TN |
| Bryan Link | Executive Officer | NASHVILLE, TN |
| Jeffrey Bryan Smith | Executive Officer | Nashville, TN |
| Charles Bryan Link | Executive Officer | Nashville, TN |
| Patrick L. Conroy | Executive Officer | Nashville, TN |
| Tina L. Hodges | Director | Nashville, TN |
| Tina L. Hodges | Executive Officer | Nashville, TN |
| Michael L. Hodges | Director | Nashville, TN |
| Michael L. Hodges | Executive Officer | Nashville, TN |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-09-11](https://search.stillhousedata.com/formd/0001498276-18-000002) | D/A | — | $17.0M |
| [2017-09-12](https://search.stillhousedata.com/formd/0001498276-17-000002) | D/A | — | $5.8M |
| [2016-09-12](https://search.stillhousedata.com/formd/0001498276-16-000002) | D/A | $5.0M | $2.6M |
| [2015-09-16](https://search.stillhousedata.com/formd/0001498276-15-000001) | D | $5.0M | $600K |
| [2014-07-21](https://search.stillhousedata.com/formd/0001498276-14-000001) | D | $8.0M | $4.0M |
| [2013-08-08](https://search.stillhousedata.com/formd/0001498276-13-000001) | D/A | — | $1.9M |
| [2012-09-07](https://search.stillhousedata.com/formd/0001498276-12-000002) | D | — | $1.2M |
| [2011-10-05](https://search.stillhousedata.com/formd/0001498276-11-000003) | D | — | $3.4M |
| [2011-06-24](https://search.stillhousedata.com/formd/0001498276-11-000002) | D | — | $3.8M |
| [2011-01-11](https://search.stillhousedata.com/formd/0001498276-11-000001) | D | — | $700K |
| [2010-09-07](https://search.stillhousedata.com/formd/0001498276-10-000001) | D | $6.0M | $2.0M |

## More

- [CIK 1498276 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1498276&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001498276-14-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.