# Asset Allocation & Management Company, LLC — Form D

Asset Allocation & Management Company, LLC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2013-04-02. The offering totals $2.7M, of which $681K was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2013-04-02
- Form: D
- Accession: 0001498383-13-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $2.7M
- Amount sold: $681K
- Remaining: $2.0M
- Minimum investment: $80K
- Investors: 7
- Date of first sale: 2013-03-31
- Security types: equity
- Revenue range: $25,000,001 - $100,000,000
- SEC file number: 021-194386

## Issuer

- Name: Asset Allocation & Management Company, LLC
- CIK: 0001498383
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 30 W. MONROE STREET, CHICAGO, IL, 60603-2405
- Phone: 312-263-2900

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| REED J NUTTALL | Director | CHICAGO, IL |
| JOHN LARKIN SCHAEFER | Executive Officer | CHICAGO, IL |
| FAYEZ SAMI MUHTADIE | Director | GREEMWICH, CT |
| JOHN FRANCIS SHETTLE | Director | GREENWICH, CT |
| JAMES DAWSON CAREY | Promoter | GREENWICH, CT |
| DARLENE HAZEL RICHARDS | Executive Officer | CHICAGO, IL |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-04-01](https://search.stillhousedata.com/formd/0001498383-14-000001) | D | $820K | $280K |

## More

- [CIK 1498383 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1498383&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001498383-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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