# ULLICO DIVERSIFIED SMID CAP FUND, L.P. — Form D

ULLICO DIVERSIFIED SMID CAP FUND, L.P. of WASHINGTON, DC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-07-26. $5.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-07-26
- Form: D
- Accession: 0001499962-12-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $5.5M
- Minimum investment: $1.0M
- Investors: 1
- Security types: fund interests

## Issuer

- Name: ULLICO DIVERSIFIED SMID CAP FUND, L.P.
- CIK: 0001499962
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 1625 EYE ST NW, WASHINGTON, DC, 20006
- Phone: 202-682-7927

## Officers, directors & promoters (10)

| Name | Role | Location |
| --- | --- | --- |
| Cathy Humphrey | Director | Washington, DC |
| Cathy Humphrey | Executive Officer | Washington, DC |
| Joseph Linehan | Director | Washington, DC |
| Joseph Linehan | Executive Officer | Washington, DC |
| Herbert Kolben | Director | Washington, DC |
| Richard LaRocque | Executive Officer | Washington, DC |
| Adam Fried | Executive Officer | Miami Beach, FL |
| Peter Jones | Executive Officer | Vancouver, A1 |
| William Cavanagh | Director | Washington, DC |
| William Cavanagh | Executive Officer | Washington, DC |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2011-07-27](https://search.stillhousedata.com/formd/0001499962-11-000001) | D/A | — | $5.0M |
| [2010-08-27](https://search.stillhousedata.com/formd/0001499962-10-000001) | D | — | — |

## More

- [CIK 1499962 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1499962&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001499962-12-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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