# THB MICROCAP FUND, LLC — Form D

THB MICROCAP FUND, LLC of NORWALK, CT, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-09-10. $55.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2010-09-10
- Form: D
- Accession: 0001500702-10-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $55.1M
- Investors: 21
- Date of first sale: 2010-08-26
- Security types: fund interests
- SEC file number: 021-147567

## Issuer

- Name: THB MICROCAP FUND, LLC
- CIK: 0001500702
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: C/O THOMSON HORSTMANN & BRYANT, INC. 501 MERRITT 7, NORWALK, CT, 06851
- Phone: 203-653-7060

## Officers, directors & promoters (13)

| Name | Role | Location |
| --- | --- | --- |
| William Bryant | Related Person | NORWALK, CT |
| Chad Michael Nelson | Executive Officer | Ridgefield, CT |
| JAMES MICHAEL KENNEDY | Executive Officer | NORWALK, CT |
| JAMES MICHAEL KENNEDY | Related Person | NORWALK, CT |
| CHRISTOPHER NICHOLAS CUESTA | Executive Officer | NORWALK, CT |
| CHRISTOPHER NICHOLAS CUESTA | Related Person | NORWALK, CT |
| WILLIAM EDWARD BRYANT | Executive Officer | NORWALK, CT |
| KEITH EDWARD DICKINSON | Executive Officer | NORWALK, CT |
| KEITH EDWARD DICKINSON | Related Person | NORWALK, CT |
| WILLIAM WHITSEL BRYANT | Executive Officer | NORWALK, CT |
| WILLIAM WHITSEL BRYANT | Related Person | NORWALK, CT |
| WILLIAM GORDON BRYANT | Executive Officer | NORWALK, CT |
| JOHN GORDON BENNETT | Executive Officer | NORWALK, CT |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-04-22](https://search.stillhousedata.com/formd/0001500702-20-000001) | D/A | — | $183.4M |
| [2019-04-23](https://search.stillhousedata.com/formd/0001500702-19-000001) | D/A | — | $183.4M |
| [2018-04-23](https://search.stillhousedata.com/formd/0001500702-18-000001) | D/A | — | $183.4M |
| [2017-05-09](https://search.stillhousedata.com/formd/0001500702-17-000001) | D/A | — | $380.3M |
| [2016-05-09](https://search.stillhousedata.com/formd/0001500702-16-000003) | D/A | — | $324.5M |
| [2015-03-11](https://search.stillhousedata.com/formd/0001500702-15-000001) | D/A | — | $63.1M |
| [2013-12-18](https://search.stillhousedata.com/formd/0001593947-13-000002) | D/A | — | $63.0M |
| [2012-12-18](https://search.stillhousedata.com/formd/0001551333-12-000044) | D/A | — | $62.7M |
| [2011-10-27](https://search.stillhousedata.com/formd/0001532934-11-000008) | D/A | — | $61.8M |
| [2010-10-26](https://search.stillhousedata.com/formd/0001500701-10-000005) | D/A | — | $55.1M |

## More

- [CIK 1500702 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1500702&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001500702-10-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.