# Copper Rock International Small Cap Fund — Form D

Copper Rock International Small Cap Fund of BOSTON, MA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-07-22. $173.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-07-22
- Form: D
- Accession: 0001503048-13-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $173.3M
- Investors: 9
- Date of first sale: 2010-09-30
- Security types: fund interests
- SEC file number: 021-199998

## Issuer

- Name: Copper Rock International Small Cap Fund
- CIK: 0001503048
- Entity type: Other
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: c/oBrightSphere Fund Management Company, BOSTON, MA, 02116
- Phone: (617) 369-7300

## Officers, directors & promoters (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Thomas M McClain | Executive Officer | Boston, MA |
| Suren S Rana | Director | BOSTON, MA |
| Suren S Rana | Executive Officer | BOSTON, MA |
| Stephen H Belgrad | Director | Boston, MA |
| Stephen H Belgrad | Executive Officer | Boston, MA |
| Thomas M McLain | Executive Officer | Boston, MA |
| Eric L Marhoun | Director | Hamilton, D0 |
| David H Smith | Director | Norwalk, CT |
| Linda T Gibson | Director | Boston, MA |
| Linda T Gibson | Executive Officer | Boston, MA |
| Vincent H Manning | Executive Officer | Boston, MA |
| Virginia M Turner | Executive Officer | Boston, MA |
| Brian M Dillon | Executive Officer | Boston, MA |
| n/a Old Mutual Asset Management Trust Co | Promoter | Boston, MA |
| Karen F Kupferberg | Director | Boston, MA |
| Robert D McDorman, Jr. | Director | Boston, MA |
| Stephen T Scott | Director | Boston, MA |
| Vincent Manning | Executive Officer | Boston, MA |
| Peter L Rollins | Director | Boston, MA |
| Neal R Garvey | Executive Officer | Boston, MA |
| Robert E Patterson | Director | Boston, MA |
| Ruth E Paul | Executive Officer | Boston, MA |
| Mary J Kirby | Director | Boston, MA |
| Joan R Gulinello | Executive Officer | Boston, MA |
| Kathy R Nicholl | Executive Officer | Boston, MA |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-06-26](https://search.stillhousedata.com/formd/0001503048-20-000001) | D/A | — | $1.2B |
| [2018-08-02](https://search.stillhousedata.com/formd/0001503048-18-000001) | D/A | — | $1.1B |
| [2017-07-31](https://search.stillhousedata.com/formd/0001503048-17-000001) | D/A | — | $1.1B |
| [2016-07-28](https://search.stillhousedata.com/formd/0001405795-16-000004) | D/A | — | $988.9M |
| [2015-08-03](https://search.stillhousedata.com/formd/0001503048-15-000001) | D/A | — | $350.3M |
| [2014-08-01](https://search.stillhousedata.com/formd/0001503048-14-000001) | D/A | — | $314.2M |
| [2013-02-08](https://search.stillhousedata.com/formd/0001503048-13-000002) | D/A | — | $43.8M |
| [2012-10-12](https://search.stillhousedata.com/formd/0001140361-12-043628) | D/A | — | $43.8M |
| [2011-10-12](https://search.stillhousedata.com/formd/0001140361-11-049150) | D/A | — | $41.0M |
| [2011-01-27](https://search.stillhousedata.com/formd/0001140361-11-004405) | D/A | — | $39.0M |
| [2010-10-14](https://search.stillhousedata.com/formd/0001140361-10-041146) | D | — | $20.0M |

## More

- [CIK 1503048 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1503048&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001503048-13-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.