# dbX-Convertible Arbitrage 14 Fund — Form D/A

dbX-Convertible Arbitrage 14 Fund of St. Helier, Y9, a pooled investment fund, filed a Form D amendment with the SEC on 2012-04-11. The offering totals $100.0M. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-04-11
- Form: D/A
- Accession: 0001505660-12-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Total offering: $100.0M
- Remaining: $100.0M
- Minimum investment: $250K
- Security types: fund interests
- SEC file number: 021-150887

## Issuer

- Name: dbX-Convertible Arbitrage 14 Fund
- CIK: 0001505660
- Entity type: Other
- Jurisdiction: JERSEY
- Incorporated: 2010
- Address: Deutsche International Corp Services Ltd, St. Helier, Y9, JE4 8ZB
- Phone: 44 1534 889 362

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| Ed Fletcher | Director | Jersey, Channel Islands, NY |
| David McGuinness | Director | Jersey, Channel Islands, X0 |
| n/a Lazard Asset Management LLC | Executive Officer | New York, NY |
| n/a Deutsche International Corporate Services Limited | Promoter | Jersey, Channel Islands, X0 |
| n/a Deutsche International Custodial Services Limited | Promoter | Jersey, Channel Islands, X0 |
| Tina Saunders | Director | Jersey, Channel Islands, X0 |
| Peter Becker | Director | Jersey, Channel Islands, X0 |
| Jonathan Peake | Director | St. Helier, Y9 |
| Paul Cope | Director | Jersey, Channel Islands, NY |
| Niall Gorman | Director | Jersey, Channel Islands, NY |
| Alan Booth | Director | Jersey, Channel Islands, X0 |
| Ed Anne Fletcher | Director | Jersey, Channel Islands, X0 |
| David Anne McGuinness | Director | Jersey, Channel Islands, X0 |
| Avril Anne Kerr | Director | Jersey, Channel Islands, X0 |
| Alan Anne Booth | Director | Jersey, Channel Islands, X0 |
| Tina Anne Saunders | Director | Jersey, Channel Islands, X0 |
| Niall Anne Gorman | Director | Jersey, Channel Islands, X0 |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-04-11](https://search.stillhousedata.com/formd/0001505660-13-000001) | D/A | $150.0M | — |
| [2012-04-11](https://search.stillhousedata.com/formd/0001505660-12-000001) | D/A | $100.0M | — |
| [2010-11-22](https://search.stillhousedata.com/formd/0001505674-10-000005) | D | $100.0M | — |

## More

- [CIK 1505660 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1505660&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001505660-12-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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