# City National Rochdale Alternative Total Return Fund LLC — Form D/A

City National Rochdale Alternative Total Return Fund LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2011-12-20. The offering totals $60.0M, of which $20.2M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-12-20
- Form: D/A
- Accession: 0001507024-11-000002
- Industry: Pooled Investment Fund
- Exemptions: 06
- Total offering: $60.0M
- Amount sold: $20.2M
- Remaining: $39.8M
- Minimum investment: $50K
- Investors: 93
- Date of first sale: 2011-01-06
- Security types: fund interests
- SEC file number: 021-152337

## Issuer

- Name: City National Rochdale Alternative Total Return Fund LLC
- CIK: 0001507024
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 570 LEXINGTON AVENUE, NEW YORK, NY, 10022
- Phone: 212-702-3500

## Officers, directors & promoters (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Carl Acebes | Director | New York, NY |
| Carl Acebes | Executive Officer | New York, NY |
| Daniel A Hanwacker, Sr. | Director | New York, NY |
| Garrett Richard D'Alessandro | Director | New York, NY |
| Garrett Richard D'Alessandro | Executive Officer | New York, NY |
| Jay C Nadel | Director | New York, NY |
| Kurt Richard Hawkesworth | Executive Officer | New York, NY |
| Vernon C Kozlen | Director | New York, NY |
| Kurt R Hawkesworth | Executive Officer | New York, NY |
| William R O'Donnell | Executive Officer | New York, NY |
| Francesco Michael Gozzillo | Executive Officer | New York, NY |
| Daniel A Hanwacker | Director | Road Town, Tortola, D8 |
| Irwin G Barnet | Director | New York, NY |
| William R Sweet | Director | New York, NY |
| Andrew R Clare | Director | New York, NY |
| Jon R Hunt | Director | New York, NY |
| Gregg C Giaquinto | Executive Officer | New York, NY |
| William Richard O'Donnell | Executive Officer | New York, NY |
| Barbara Henshaw Hawkesworth | Executive Officer | New York, NY |
| Susan Henshaw Jones | Director | New York, NY |
| Garrett R D'Alessandro | Director | New York, NY |
| Garrett R D'Alessandro | Executive Officer | New York, NY |
| James R Wolford | Director | Irvine, CA |
| Jerry J Roland | Director | New York, NY |
| Thomas J Volpe | Director | New York, NY |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-04-29](https://search.stillhousedata.com/formd/0001566114-14-000029) | D/A | $60.0M | $39.5M |
| [2012-12-20](https://search.stillhousedata.com/formd/0001507024-12-000001) | D/A | $60.0M | $32.8M |
| [2010-12-22](https://search.stillhousedata.com/formd/0001507024-10-000001) | D | $60.0M | — |

## More

- [CIK 1507024 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1507024&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001507024-11-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.