# Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC — Form D/A

Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC of CHARLOTTE, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2022-12-21. $167.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2022-12-21
- Form: D/A
- Accession: 0001507943-22-000126
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $167.9M
- Investors: 14
- Date of first sale: 2013-02-28
- Security types: fund interests
- SEC file number: 021-263464

## Issuer

- Name: Floating Rate Loan Fund, a series of 525 Market Street Fund, LLC
- CIK: 0001552268
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 1415 VANTAGE PARK DRIVE, 3RD FLOOR, CHARLOTTE, NC, 28203
- Phone: 1-833-568-4255

## Officers, directors & promoters (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Francis Jon Baranko | Executive Officer | Milwaukee, WI |
| Jennifer Lea Grunberg | Executive Officer | New York, NY |
| Molly Festa McMillin | Executive Officer | Charlotte, NC |
| Sallie Clements Squires | Executive Officer | San Francisco, CA |
| N/A Allspring Global Investments, LLC | Promoter | Charlotte, NC |
| Francis Jon Baranko | Director | Milwaukee, WI |
| Sallie Clements Squires | Director | San Francisco, CA |
| Karin Lynn Brotman | Executive Officer | San Francisco, CA |
| Daniel J Mavico | Executive Officer | Charlotte, NC |
| Randy Guy Mangelsen | Director | Menomonee Falls, WI |
| Ann Marie Milletti | Director | Menomonee Falls, WI |
| Daniel James Mavico | Executive Officer | Charlotte, NC |
| Siobhan Connolly Foy | Director | Walnut Creek, CA |
| Siobhan Connolly Foy | Executive Officer | Walnut Creek, CA |
| N/A Wells Capital Management Inc | Promoter | San Francisco, CA |
| Kirk D Hartman | Director | Los Angeles, CA |
| Kirk D Hartman | Executive Officer | Los Angeles, CA |
| Jon F Baranko | Director | Menomonee Falls, WI |
| Jon F Baranko | Executive Officer | Menomonee Falls, WI |
| Incorporated Wells Capital Management | Promoter | San Francisco, CA |
| Siobhan C Foy | Executive Officer | Walnut Creek, CA |
| Karen L Norton | Director | San Francisco, CA |
| Karen L Norton | Executive Officer | San Francisco, CA |
| Sallie C Squire | Director | San Francisco, CA |
| Sallie C Squire | Executive Officer | San Francisco, CA |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-12-22](https://search.stillhousedata.com/formd/0001794159-21-000092) | D/A | — | $166.8M |
| [2021-03-29](https://search.stillhousedata.com/formd/0001794159-21-000033) | D/A | — | $166.1M |
| [2020-03-27](https://search.stillhousedata.com/formd/0001552268-20-000001) | D/A | — | $164.5M |
| [2019-03-29](https://search.stillhousedata.com/formd/0001748316-19-000048) | D/A | — | $160.8M |
| [2018-03-29](https://search.stillhousedata.com/formd/0001733744-18-000011) | D/A | — | $136.6M |
| [2017-03-29](https://search.stillhousedata.com/formd/0001625257-17-000046) | D/A | — | $128.0M |
| [2016-05-19](https://search.stillhousedata.com/formd/0001625257-16-000160) | D | — | $125.3M |
| [2015-01-06](https://search.stillhousedata.com/formd/0001516890-15-000007) | D/A | — | $88.6M |
| [2014-05-22](https://search.stillhousedata.com/formd/0001516890-14-000008) | D/A | — | $87.2M |
| [2013-05-28](https://search.stillhousedata.com/formd/0001552268-13-000002) | D/A | — | $80.1M |
| [2012-06-19](https://search.stillhousedata.com/formd/0001552268-12-000001) | D | — | — |

## More

- [CIK 1552268 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1552268&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001507943-22-000126.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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