# James Alpha Small Cap Fund, L.P. — Form D

James Alpha Small Cap Fund, L.P. of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-01-05. $27.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-01-05
- Form: D
- Accession: 0001509346-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06
- Amount sold: $27.3M
- Investors: 17
- Date of first sale: 2009-04-01
- Security types: fund interests
- SEC file number: 021-152995

## Issuer

- Name: James Alpha Small Cap Fund, L.P.
- CIK: 0001507071
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: C/O JAMES ALPHA LLC, NEW YORK, NY, 10022
- Phone: (646)201-4042

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Kevin R Greene | Executive Officer | New York, NY |
| JAMES S VITALIE | Executive Officer | NEW YORK, NY |
| Kevin R Greene | Promoter | New York, NY |
| JAMES S VITALIE | Promoter | NEW YORK, NY |
| GREGORY A WEAVER | Director | NEW YORK, NY |
| GREGORY A WEAVER | Executive Officer | NEW YORK, NY |
| GREGORY A WEAVER | Promoter | NEW YORK, NY |
| DANIEL A CAPOZZO | Executive Officer | NEW YORK, NY |
| DANIEL A CAPOZZO | Promoter | NEW YORK, NY |
| KEVIN R. GREENE | Promoter | NEW YORK, NY |
| JAMES S. VITALIE | Executive Officer | NEW YORK, NY |
| JAMES S. VITALIE | Promoter | NEW YORK, NY |
| MICHAEL J. MONTAGUE | Executive Officer | NEW YORK, NY |
| MICHAEL J. MONTAGUE | Promoter | NEW YORK, NY |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-04-20](https://search.stillhousedata.com/formd/0001382963-15-000013) | D/A | — | $228.5M |
| [2014-03-21](https://search.stillhousedata.com/formd/0001507071-14-000001) | D/A | — | $219.8M |
| [2013-01-30](https://search.stillhousedata.com/formd/0001507072-13-000003) | D/A | — | $202.1M |
| [2012-08-23](https://search.stillhousedata.com/formd/0001507072-12-000002) | D/A | — | $177.0M |

## More

- [CIK 1507071 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1507071&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001509346-11-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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