# Octagon High Income Cayman Fund Ltd. — Form D

Octagon High Income Cayman Fund Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-02-25. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-02-25
- Form: D
- Accession: 0001513879-11-000003
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Minimum investment: $1.0M
- Security types: fund interests
- SEC file number: 021-155848

## Issuer

- Name: Octagon High Income Cayman Fund Ltd.
- CIK: 0001513945
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2010
- Address: MAPLES CORPORATE SERVICES LIMITED, GRAND CAYMAN, E9, KY1-1104
- Phone: 345.949.8066

## Officers, directors & promoters (24)

| Name | Role | Location |
| --- | --- | --- |
| James P Ferguson | Executive Officer | New York, NY |
| Michael B Nechamkin | Executive Officer | New York, NY |
| Gretchen M Lam | Executive Officer | New York, NY |
| N/A Octagon Credit Investors, LLC | Executive Officer | New York, NY |
| N/A Octagon Credit Investors, LLC | Promoter | New York, NY |
| Amy S Adar | Executive Officer | New York, NY |
| Kimberley K Melen | Director | Grand Cayman, E9 |
| John A Dudzik | Executive Officer | New York, NY |
| Lauren K Law | Executive Officer | New York, NY |
| William K Shaw | Director | Grand Cayman, E9 |
| Andrew D Gordon | Executive Officer | New York, NY |
| Thomas A Connors | Director | New York, NY |
| Thomas A Connors | Executive Officer | New York, NY |
| George A Duarte | Executive Officer | New York, NY |
| Gretchen M Mohr | Executive Officer | New York, NY |
| Glenn K Mitchell | Director | Grand Cayman, E9 |
| Glenn A Mitchell | Director | Grand Cayman, E9 |
| William A Shaw | Director | Grand Cayman, E9 |
| Lauren M Basmadjian | Executive Officer | New York, NY |
| Glenn Matthew Mitchell | Director | Grand Cayman, E9 |
| William Matthew Shaw | Director | Grand Cayman, E9 |
| Sungho Matthew Lee | Executive Officer | New York, NY |
| Glen A Mitchell | Director | Grand Cayman, E9 |
| Donald C Young | Executive Officer | New York, NY |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-10-10](https://search.stillhousedata.com/formd/0001513945-25-000003) | D/A | — | $256.3M |
| [2024-10-10](https://search.stillhousedata.com/formd/0001513945-24-000002) | D/A | — | $256.3M |
| [2023-10-10](https://search.stillhousedata.com/formd/0001513945-23-000001) | D/A | — | $254.1M |
| [2022-10-11](https://search.stillhousedata.com/formd/0001513944-22-000003) | D/A | — | $253.4M |
| [2021-10-12](https://search.stillhousedata.com/formd/0001513945-21-000001) | D/A | — | $188.5M |
| [2020-10-09](https://search.stillhousedata.com/formd/0001513945-20-000001) | D/A | — | $134.8M |
| [2019-10-09](https://search.stillhousedata.com/formd/0001513945-19-000001) | D/A | — | $131.0M |
| [2018-10-09](https://search.stillhousedata.com/formd/0001513945-18-000001) | D/A | — | $129.3M |
| [2017-10-06](https://search.stillhousedata.com/formd/0001513945-17-000001) | D/A | — | $114.1M |
| [2016-10-06](https://search.stillhousedata.com/formd/0001513945-16-000003) | D/A | — | $101.8M |
| [2016-02-24](https://search.stillhousedata.com/formd/0001513945-16-000002) | D/A | — | $85.4M |
| [2015-02-24](https://search.stillhousedata.com/formd/0001513945-15-000001) | D/A | — | $81.8M |
| [2014-02-24](https://search.stillhousedata.com/formd/0001513945-14-000001) | D/A | — | $74.5M |
| [2013-02-22](https://search.stillhousedata.com/formd/0001513945-13-000001) | D/A | — | $45.9M |
| [2012-02-24](https://search.stillhousedata.com/formd/0001513945-12-000001) | D/A | — | $23.9M |

## More

- [CIK 1513945 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1513945&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001513879-11-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.