# Small Cap Value (Tax-Advantaged) LLC — Form D/A

Small Cap Value (Tax-Advantaged) LLC of SAN FRANCISCO, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2013-05-24. $22.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-05-24
- Form: D/A
- Accession: 0001516890-13-000008
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $22.5M
- Investors: 9
- Date of first sale: 2011-03-01
- Security types: fund interests
- SEC file number: 021-157482

## Issuer

- Name: Small Cap Value (Tax-Advantaged) LLC
- CIK: 0001516890
- Entity type: Limited Liability Company
- Jurisdiction: OREGON
- Address: 525 MARKET ST., 10TH FLOOR, SAN FRANCISCO, CA, 94105
- Phone: 800-736-2316

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Daniel J Mavico | Executive Officer | Charlotte, NC |
| Kirk D Hartman | Director | Los Angeles, CA |
| Kirk D Hartman | Executive Officer | Los Angeles, CA |
| Jon F Baranko | Director | Menomonee Falls, WI |
| Jon F Baranko | Executive Officer | Menomonee Falls, WI |
| Incorporated Wells Capital Management | Promoter | San Francisco, CA |
| Siobhan C Foy | Executive Officer | Walnut Creek, CA |
| Karen L Norton | Director | San Francisco, CA |
| Karen L Norton | Executive Officer | San Francisco, CA |
| Sallie C Squire | Director | San Francisco, CA |
| Sallie C Squire | Executive Officer | San Francisco, CA |
| Amru A Khan | Executive Officer | Los Angeles, CA |
| J. David Germany | Executive Officer | Los Angeles, CA |
| Mai S Shiver | Executive Officer | San Francisco, CA |
| for Institutional Investments Wells Fargo Trust | Executive Officer | Annapolis, MD |

## Other filings by this issuer (9)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-03-27](https://search.stillhousedata.com/formd/0001516890-20-000001) | D/A | — | $26.7M |
| [2019-03-29](https://search.stillhousedata.com/formd/0001748316-19-000053) | D/A | — | $26.7M |
| [2018-03-29](https://search.stillhousedata.com/formd/0001733744-18-000002) | D/A | — | $26.7M |
| [2017-03-29](https://search.stillhousedata.com/formd/0001625257-17-000049) | D/A | — | $26.7M |
| [2015-01-06](https://search.stillhousedata.com/formd/0001516890-15-000001) | D/A | — | $26.7M |
| [2014-05-22](https://search.stillhousedata.com/formd/0001516890-14-000002) | D/A | — | $26.7M |
| [2012-05-25](https://search.stillhousedata.com/formd/0001542245-12-000010) | D/A | — | $21.2M |
| [2011-03-29](https://search.stillhousedata.com/formd/0001516890-11-000001) | D | — | $21.2M |
| [2011-03-29](https://search.stillhousedata.com/formd/0001516890-11-000007) | D/A | — | $21.2M |

## More

- [CIK 1516890 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1516890&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001516890-13-000008.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.