# Cardiva Medical, Inc. — Form D

Cardiva Medical, Inc. of SANTA CLARA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2017-03-24. The offering totals $44.2M, of which $28.0M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2017-03-24
- Form: D
- Accession: 0001520325-17-000002
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $44.2M
- Amount sold: $28.0M
- Remaining: $16.2M
- Investors: 28
- Date of first sale: 2017-01-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-283285

## Issuer

- Name: Cardiva Medical, Inc.
- CIK: 0001520325
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 1615 WYATT DRIVE, SANTA CLARA, CA, 95054
- Phone: (408) 470-7170

## Officers, directors & promoters (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| GEORGE LEE | Director | New York, NY |
| Robert White | Director | Miami, FL |
| John Russell | Director | Tyrone, PA |
| John Russell | Executive Officer | Tyrone, PA |
| Matthew Crawford | Director | Asheville, NC |
| Rick Anderson | Director | Austin, TX |
| Lisa Garrett | Executive Officer | Santa Clara, CA |
| Justin Ballotta | Executive Officer | Santa Clara, CA |
| Paul Enever | Director | Tempe, AZ |
| Roger Owens | Executive Officer | Santa Clara, CA |
| Michael Bornitz | Director | Santa Clara, CA |
| Augustine Lien | Director | Santa Clara, CA |
| Jeryl Hilleman | Director | Santa Clara, CA |
| Thomas Barfield | Director | Santa Clara, CA |
| Zia Yassinzadeh | Executive Officer | Santa Clara, CA |
| Michael T Daniel | Executive Officer | Austin, TX |
| Augustine Y Lien | Director | Sunnyvale, CA |
| Rick T Anderson | Director | Austin, TX |
| Malcolm M Farnsworth | Executive Officer | Sunnyvale, CA |
| Matthew T Crawford | Director | Austin, TX |
| Charles T Maroney | Director | Sunnyvale, CA |
| Charles T Maroney | Executive Officer | Sunnyvale, CA |
| Marlys T Chellew | Executive Officer | Sunnyvale, CA |
| Zia Y Yassinzadeh | Executive Officer | Sunnyvale, CA |
| John Y Wilkerson | Director | Stanford, CT |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-07-14](https://search.stillhousedata.com/formd/0001520325-20-000001) | D | $45.0M | $45.0M |
| [2018-01-04](https://search.stillhousedata.com/formd/0001520325-18-000001) | D/A | $49.9M | $39.2M |
| [2013-07-29](https://search.stillhousedata.com/formd/0001520325-13-000003) | D | $3.5M | $3.5M |
| [2013-03-19](https://search.stillhousedata.com/formd/0001520325-13-000002) | D/A | $22.5M | $16.9M |
| [2011-05-10](https://search.stillhousedata.com/formd/0001520325-11-000001) | D | $15.0M | $7.4M |

## More

- [CIK 1520325 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1520325&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001520325-17-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.