# UBS GAVEA FUND, L.L.C. — Form D/A

UBS GAVEA FUND, L.L.C. of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2016-04-15. $48.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2016-04-15
- Form: D/A
- Accession: 0001522380-16-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $48.1M
- Investors: 143
- Date of first sale: 2011-09-01
- Security types: fund interests
- SEC file number: 021-165843

## Issuer

- Name: UBS GAVEA FUND, L.L.C.
- CIK: 0001522380
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: C/O ALTERNATIVE INVESTMENTS US, NEW YORK, NY, 10019
- Phone: 800-486-2608

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| JAMES B AUGIR | Executive Officer | NEW YORK, NY |
| JOHN T CONNORS | Executive Officer | NEW YORK, NY |
| DARYL T DEWBREY | Executive Officer | NEW YORK, NY |
| ANNA T GINDES | Executive Officer | NEW YORK, NY |
| GARY T MUNIZ | Executive Officer | NEW YORK, NY |
| LAUREN T RIOS | Executive Officer | NEW YORK, NY |
| OTTAVIO T ROSETO | Executive Officer | NEW YORK, NY |
| LINA T RUBIN | Executive Officer | NEW YORK, NY |
| STACIE B YATES | Executive Officer | NEW YORK, NY |
| DARYL DEWBREY | Executive Officer | NEW YORK, NY |
| JENNIFER MAGRO | Executive Officer | NEW YORK, NY |
| OTTAVIO ROSETO | Executive Officer | NEW YORK, NY |
| GARY MUNIZ | Executive Officer | NEW YORK, NY |
| JERRY PASCUCCI | Executive Officer | NEW YORK, NY |
| CLIFFORD B WATTLEY | Executive Officer | NEW YORK, NY |
| ANNA GINDES | Executive Officer | NEW YORK, NY |
| George Smith | Executive Officer | NEW YORK, NY |
| LINA RUBIN | Executive Officer | NEW YORK, NY |
| Lee Thompson | Executive Officer | Everett, WA |
| LAUREN RIOS | Executive Officer | NEW YORK, NY |
| STACIE YATES | Executive Officer | NEW YORK, NY |
| NADIA SMALL | Executive Officer | NEW YORK, NY |
| LOUIS KLEIST | Executive Officer | NEW YORK, NY |
| ALEXANDER GUREVICH | Executive Officer | NEW YORK, NY |
| BRIAN OPATOSKY | Executive Officer | NEW YORK, NY |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-04-20](https://search.stillhousedata.com/formd/0001522380-17-000001) | D/A | — | $48.5M |
| [2015-04-16](https://search.stillhousedata.com/formd/0001522380-15-000001) | D/A | — | $46.3M |
| [2014-04-14](https://search.stillhousedata.com/formd/0001605447-14-000003) | D/A | — | $42.2M |
| [2013-09-11](https://search.stillhousedata.com/formd/0001584377-13-000009) | D/A | — | $35.5M |
| [2012-09-12](https://search.stillhousedata.com/formd/0001551333-12-000027) | D/A | — | $27.8M |
| [2012-07-12](https://search.stillhousedata.com/formd/0001551333-12-000010) | D/A | — | $27.8M |
| [2012-04-13](https://search.stillhousedata.com/formd/0001522380-12-000039) | D/A | — | $22.8M |
| [2011-09-14](https://search.stillhousedata.com/formd/0001136056-11-000175) | D | — | $9.1M |

## More

- [CIK 1522380 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1522380&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001522380-16-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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