# RiverRock Investment Fund III, LP — Form D

RiverRock Investment Fund III, LP of HOUSTON, TX, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-07-05. The offering totals $150.0M, of which $2.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-07-05
- Form: D
- Accession: 0001524875-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Total offering: $150.0M
- Amount sold: $2.1M
- Remaining: $147.9M
- Minimum investment: $100K
- Investors: 4
- Date of first sale: 2011-07-01
- Security types: equity, fund interests
- Revenue range: No Revenues
- SEC file number: 021-162291

## Issuer

- Name: RiverRock Investment Fund III, LP
- CIK: 0001524875
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 3200 SOUTHWEST FREEWAY, HOUSTON, TX, 77027
- Phone: 713-375-1300

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| James T Hickey | Director | Houston, TX |
| James T Hickey | Executive Officer | Houston, TX |
| James T Hickey | Promoter | Houston, TX |
| Jon na Osborne | Director | HOUSTON, TX |
| Jon na Osborne | Executive Officer | HOUSTON, TX |
| Jon na Osborne | Promoter | HOUSTON, TX |
| n/a na RiverRock Investment Management III, LLC | Director | HOUSTON, TX |
| n/a na RiverRock Investment Management III, LLC | Executive Officer | HOUSTON, TX |
| Gabe na Siegel | Director | HOUSTON, TX |
| Gabe na Siegel | Executive Officer | HOUSTON, TX |
| Gabe na Siegel | Promoter | HOUSTON, TX |
| N/A NA RiverRock Trust, LLC | Promoter | Houston, TX |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2012-04-24](https://search.stillhousedata.com/formd/0001546927-12-000009) | D/A | $150.0M | $5.4M |
| [2012-03-02](https://search.stillhousedata.com/formd/0001524875-12-000001) | D/A | $150.0M | $5.2M |

## More

- [CIK 1524875 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1524875&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001524875-11-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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