# Rockefeller Sustainability & Impact SMID Cap Fund, L.P. — Form D

Rockefeller Sustainability & Impact SMID Cap Fund, L.P. of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-08-12. $1.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-08-12
- Form: D
- Accession: 0001527792-11-000002
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $1.1M
- Minimum investment: $100K
- Investors: 3
- Date of first sale: 2011-08-01
- Security types: fund interests
- SEC file number: 021-164347

## Issuer

- Name: Rockefeller Sustainability & Impact SMID Cap Fund, L.P.
- CIK: 0001527792
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 45 ROCKEFELLER PLAZA, FIFTH FLOOR, NEW YORK, NY, 10111
- Phone: (212) 549-5471

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| N/A Rockefeller & Co. LLC | Executive Officer | New York, NY |
| N/A Rockefeller & Co. LLC | Promoter | New York, NY |
| N/A Rockefeller & Co., Inc. | Executive Officer | New York, NY |
| N/A Rockefeller & Co., Inc. | Promoter | New York, NY |
| N/A Rockefeller & Co. LLC | Related Person | New York, NY |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-02-06](https://search.stillhousedata.com/formd/0000945621-26-000200) | D/A | — | $22.5M |
| [2025-02-07](https://search.stillhousedata.com/formd/0000945621-25-000127) | D/A | — | $20.3M |
| [2024-02-09](https://search.stillhousedata.com/formd/0000945621-24-000211) | D/A | — | $20.2M |
| [2023-02-09](https://search.stillhousedata.com/formd/0000945621-23-000067) | D/A | — | $20.2M |
| [2022-04-15](https://search.stillhousedata.com/formd/0000945621-22-000206) | D/A | — | $20.2M |
| [2021-04-16](https://search.stillhousedata.com/formd/0000945621-21-000218) | D/A | — | $19.5M |
| [2020-04-17](https://search.stillhousedata.com/formd/0000945621-20-000146) | D/A | — | $18.6M |
| [2019-04-19](https://search.stillhousedata.com/formd/0000945621-19-000160) | D/A | — | $12.2M |
| [2018-04-20](https://search.stillhousedata.com/formd/0000945621-18-000178) | D/A | — | $11.7M |
| [2017-04-21](https://search.stillhousedata.com/formd/0000945621-17-000218) | D/A | — | $6.3M |
| [2016-04-21](https://search.stillhousedata.com/formd/0000945621-16-000574) | D/A | — | $6.3M |
| [2015-04-21](https://search.stillhousedata.com/formd/0000945621-15-000154) | D/A | — | $3.7M |
| [2014-04-21](https://search.stillhousedata.com/formd/0000945621-14-000120) | D/A | — | $3.5M |
| [2013-04-22](https://search.stillhousedata.com/formd/0000945621-13-000150) | D/A | — | $3.1M |
| [2012-03-27](https://search.stillhousedata.com/formd/0001527792-12-000001) | D/A | — | $1.1M |

## More

- [CIK 1527792 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1527792&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001527792-11-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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