# Advisory Research Small Cap Growth Fund, LLC — Form D/A

Advisory Research Small Cap Growth Fund, LLC of CHICAGO, X1, a pooled investment fund, filed a Form D amendment with the SEC on 2013-06-11. $25.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-06-11
- Form: D/A
- Accession: 0001528317-13-000003
- Industry: Pooled Investment Fund
- Exemptions: 06
- Amount sold: $25.4M
- Minimum investment: $250K
- Investors: 38
- Date of first sale: 2001-08-31
- Security types: fund interests
- SEC file number: 021-173942

## Issuer

- Name: Advisory Research Small Cap Growth Fund, LLC
- CIK: 0001528317
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 180 N. STETSON, CHICAGO, X1, 60601
- Phone: (312) 565-1414

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Matthew Swaim | Director | Chicago, IL |
| Bruce Zessar | Director | Chicago, IL |
| Gina Baeg | Director | Chicago, IL |
| Ellen Freeman | Director | Chicago, IL |
| Andrew Cupps | Executive Officer | Chicago, IL |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-11-04](https://search.stillhousedata.com/formd/0001528317-22-000001) | D/A | — | $564K |
| [2021-11-05](https://search.stillhousedata.com/formd/0001884909-21-000003) | D/A | — | $506K |
| [2020-11-06](https://search.stillhousedata.com/formd/0001528317-20-000001) | D | — | $100K |
| [2016-02-17](https://search.stillhousedata.com/formd/0001528317-16-000001) | D/A | — | $3.0M |
| [2015-02-17](https://search.stillhousedata.com/formd/0001422219-15-000004) | D/A | — | $19.5M |
| [2014-03-11](https://search.stillhousedata.com/formd/0001422219-14-000005) | D/A | — | $21.2M |
| [2013-05-22](https://search.stillhousedata.com/formd/0001528317-13-000002) | D/A | — | $25.4M |
| [2012-02-24](https://search.stillhousedata.com/formd/0001528317-12-000001) | D | — | $14.0M |

## More

- [CIK 1528317 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1528317&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001528317-13-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.