# SMART MARKETS FUND, L.P. — Form D

SMART MARKETS FUND, L.P. of SAN FRANCISCO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-09-29. $100.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-09-29
- Form: D
- Accession: 0001529935-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $100.0M
- Minimum investment: $5.0M
- Investors: 1
- Date of first sale: 2011-09-26
- Security types: fund interests
- SEC file number: 021-166549

## Issuer

- Name: SMART MARKETS FUND, L.P.
- CIK: 0001529935
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 4 EMBARCADERO CENTER, SUITE 3300, SAN FRANCISCO, CA, 94111
- Phone: 415-658-3300

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Breanna Staggs | Executive Officer | San Francisco, CA |
| N/A Core and Value Advisors, LLC | Executive Officer | San Francisco, CA |
| Tuba Malinowski | Executive Officer | ATLANTA, GA |
| Johnson M Thompson | Executive Officer | San Francisco, CA |
| n/a CVA Smart Markets, LLC | Executive Officer | San Francisco, CA |
| Sol A Raso | Executive Officer | Chicago, IL |
| Douglas D Sturiale | Executive Officer | San Francisco, CA |
| Jennifer D Rindge | Executive Officer | San Francisco, CA |
| Arielle D Birenberg | Executive Officer | Atlanta, GA |
| Mark D Carlson | Executive Officer | San Francisco, CA |
| STEPHEN M STEPPE | Executive Officer | SAN FRANCISCO, CA |
| DANIEL S WEAVER | Executive Officer | CHICAGO, IL |
| MARK D. CARLSON | Executive Officer | SAN FRANCISCO, CA |
| SOL A. RASO | Executive Officer | CHICAGO, IL |
| DANIEL S. WEAVER | Executive Officer | CHICAGO, IL |
| STEPHEN M. STEPPE | Executive Officer | SAN FRANCISCO, CA |

## Other filings by this issuer (14)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-09-11](https://search.stillhousedata.com/formd/0001529935-25-000002) | D/A | — | $4.0B |
| [2024-09-13](https://search.stillhousedata.com/formd/0001529935-24-000001) | D/A | — | $3.4B |
| [2023-09-15](https://search.stillhousedata.com/formd/0001529935-23-000001) | D/A | — | $3.3B |
| [2022-09-19](https://search.stillhousedata.com/formd/0001529935-22-000001) | D/A | — | $2.9B |
| [2021-08-17](https://search.stillhousedata.com/formd/0001529935-21-000001) | D/A | — | $2.0B |
| [2020-08-19](https://search.stillhousedata.com/formd/0001529935-20-000001) | D/A | — | $1.5B |
| [2019-08-21](https://search.stillhousedata.com/formd/0001529935-19-000001) | D/A | — | $1.5B |
| [2018-08-22](https://search.stillhousedata.com/formd/0001529935-18-000001) | D/A | — | $1.4B |
| [2017-08-28](https://search.stillhousedata.com/formd/0001529935-17-000001) | D/A | — | $1.1B |
| [2016-08-30](https://search.stillhousedata.com/formd/0001529935-16-000002) | D/A | — | $1.1B |
| [2015-09-17](https://search.stillhousedata.com/formd/0001529935-15-000001) | D/A | — | $945.3M |
| [2014-09-18](https://search.stillhousedata.com/formd/0001529935-14-000001) | D/A | — | $822.8M |
| [2013-09-20](https://search.stillhousedata.com/formd/0001529935-13-000001) | D/A | — | $472.5M |
| [2012-09-25](https://search.stillhousedata.com/formd/0001558934-12-000001) | D/A | — | $170.0M |

## More

- [CIK 1529935 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1529935&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001529935-11-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.