# NewGen Mining Fund SPC — Form D

NewGen Mining Fund SPC of TORONTO, A6, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-09-15. $200K was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-09-15
- Form: D
- Accession: 0001529983-11-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.1
- Amount sold: $200K
- Minimum investment: $100K
- Investors: 2
- Date of first sale: 2011-09-01
- Security types: fund interests
- SEC file number: 021-165952

## Issuer

- Name: NewGen Mining Fund SPC
- CIK: 0001529983
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2009
- Address: C/O NEWGEN ASSET MANAGEMENT LIMITED, TORONTO, A6, M5L1G3
- Phone: (416) 941-9111

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| MARSHALL AUERBACK | Director | VANCOUVER, A1 |
| David Dattels | Director | Grand Cayman, E9 |
| Guy Elliot | Director | New York, NY |
| Roger Murphy | Director | Grand Cayman, E9 |
| Steve Vaughan | Director | Grand Cayman, E9 |

## More

- [CIK 1529983 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1529983&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001529983-11-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
