# IAM Mini-Fund 999 Ltd — Form D/A

IAM Mini-Fund 999 Ltd of Grand Cayman, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2016-03-07. $101.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2016-03-07
- Form: D/A
- Accession: 0001533916-16-000002
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $101.0M
- Minimum investment: $1.0M
- Investors: 2
- Date of first sale: 2011-09-01
- Security types: fund interests
- SEC file number: 021-168043

## Issuer

- Name: IAM Mini-Fund 999 Ltd
- CIK: 0001533916
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: Maples Corporate Services Limited, Grand Cayman, E9, KY1-1104
- Phone: 345.949.8066

## Officers, directors & promoters (83)

_Showing 25 of 83 people._

| Name | Role | Location |
| --- | --- | --- |
| Dean L Clinton | Director | New York, NY |
| John L Franklin | Director | New York, NY |
| Laura P McGrath | Director | Christiansted, St. Croix, VI |
| Ben L Pershick | Director | Grand Cayman, E9 |
| Kevin M Brandt | Executive Officer | Christiansted, VA |
| Francis D Feeney | Executive Officer | Boca Raton, FL |
| Garth P Friesen | Executive Officer | Boca Raton, FL |
| Robert L Hart | Executive Officer | Boca Raton, FL |
| n/a P III Capital Management | Executive Officer | Boca Raton, FL |
| n/a James River Capital Corp. | Executive Officer | Manakin-Sabot, VA |
| Deep L Kumar | Executive Officer | Boca Raton, FL |
| Thomas L Olofsson | Executive Officer | Boca Raton, FL |
| Clifford G Viner | Executive Officer | Boca Raton, FL |
| n/a James River Capital Corp. | Promoter | Manakin-Sabot, VA |
| Thomas D Olofsson | Executive Officer | Boca Raton, FL |
| Scott D Wyler | Executive Officer | Boca Raton, FL |
| n/a P III Capital Management | Promoter | Boca Raton, FL |
| n/a III Offshore Advisors | Promoter | Boca Raton, FL |
| Michael D Reger | Executive Officer | Boca Raton, VA |
| Canover P Watson | Director | Grand Cayman, E9 |
| n/a M III Offshore Advisors | Promoter | Boca Raton, FL |
| John D Franklin | Director | New York, NY |
| Michael D D'Souza | Director | New York, NY |
| Paul M Saunders | Director | Manakin-Sabot, VA |
| Paul M Saunders | Executive Officer | Manakin-Sabot, VA |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-03-06](https://search.stillhousedata.com/formd/0001533916-15-000001) | D/A | — | $98.0M |
| [2014-03-06](https://search.stillhousedata.com/formd/0001533916-14-000001) | D/A | — | $92.0M |
| [2012-07-24](https://search.stillhousedata.com/formd/0001533916-12-000001) | D/A | — | $50.0M |
| [2012-03-06](https://search.stillhousedata.com/formd/0001539669-12-000004) | D/A | — | $50.0M |
| [2011-10-31](https://search.stillhousedata.com/formd/0001290963-11-000002) | D | — | — |

## More

- [CIK 1533916 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1533916&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001533916-16-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.