# First Allied Holdings, Inc. — Form D

First Allied Holdings, Inc. of SAN DIEGO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-11-09. $43.2M was reported sold. Industry: Investing.

## Offering

- Filed: 2011-11-09
- Form: D
- Accession: 0001534611-11-000001
- Industry: Investing
- Exemptions: 06
- Amount sold: $43.2M
- Investors: 4
- Date of first sale: 2011-10-31
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-168493

## Issuer

- Name: First Allied Holdings, Inc.
- CIK: 0001534611
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 655 WEST BROADWAY, SAN DIEGO, CA, 92101
- Phone: 310-414-6162

## Officers, directors & promoters (20)

| Name | Role | Location |
| --- | --- | --- |
| ROBERT BELKE | Director | RADNOR, PA |
| James Minnick | Director | Radnor, PA |
| JENNINGS J NEWCOM | Director | RADNOR, PA |
| ROBERT BELKE | Executive Officer | RADNOR, PA |
| James Minnick | Executive Officer | Radnor, PA |
| JENNINGS J NEWCOM | Executive Officer | RADNOR, PA |
| ROBERT M BELKE | Director | RADNOR, PA |
| Adam Antoniades | Director | El Segundo, CA |
| Adam Antoniades | Executive Officer | El Segundo, CA |
| Alan M Warrick | Director | San Diego, CA |
| Tiy S O'Neal | Executive Officer | San Diego, CA |
| Joel E Marks | Director | San Diego, CA |
| Joel E Marks | Executive Officer | San Diego, CA |
| Gregg S Glaser | Executive Officer | San Diego, CA |
| Mark S Quinn | Executive Officer | San Diego, CA |
| J. Vere Reynolds-Hale | Executive Officer | San Diego, CA |
| Robert S Holcomb | Executive Officer | San Diego, CA |
| Michael M Dura | Director | San Diego, CA |
| Rob Vere Moses | Executive Officer | San Diego, CA |
| Steve S Krameisen | Executive Officer | San Diego, CA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2012-03-09](https://search.stillhousedata.com/formd/0001534611-12-000001) | D | $2.8M | $2.8M |

## More

- [CIK 1534611 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1534611&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001534611-11-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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