# SERA PROGNOSTICS, INC. — Form D

SERA PROGNOSTICS, INC. of SALT LAKE CITY, UT, a company, filed a Form D exempt-offering notice with the SEC on 2014-06-10. The offering totals $9.2M, of which $9.2M was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2014-06-10
- Form: D
- Accession: 0001534969-14-000002
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $9.2M
- Amount sold: $9.2M
- Investors: 15
- Date of first sale: 2014-05-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-218904

## Issuer

- Name: SERA PROGNOSTICS, INC.
- CIK: 0001534969
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2008
- Address: 2749 E. PARLEYS WAY, SALT LAKE CITY, UT, 84109
- Phone: (801) 990-0520

## Officers, directors & promoters (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Douglas M Fisher | Director | Salt Lake City, UT |
| Kim M Kamdar | Director | Salt Lake City, UT |
| Joshua M Phillips | Director | Salt Lake City, UT |
| Charles D Kennedy | Director | Hillsdale, NY |
| Mansoor Raza Mirza | Director | Newton, MA |
| Mansoor M Mirza | Director | Salt Lake City, UT |
| Marcus M Wilson | Director | Salt Lake City, UT |
| Ryan M Trimble | Director | Salt Lake City, UT |
| Joseph M Siletto | Director | Salt Lake City, UT |
| Dennis B Farrar | Director | Salt Lake City, UT |
| Douglas B Fisher | Director | Salt Lake City, UT |
| Douglas B Fisher | Executive Officer | Salt Lake City, UT |
| Kim B Kamdar | Director | Salt Lake City, UT |
| Michael M Minahan | Director | Salt Lake City, UT |
| Jay C Moyes | Executive Officer | Salt Lake City, UT |
| Joshua B Phillips | Director | Salt Lake City, UT |
| Gregory C Critchfield | Director | Salt Lake City, UT |
| Gregory C Critchfield | Executive Officer | Salt Lake City, UT |
| Elizabeth B Canis | Director | Salt Lake City, UT |
| Charles M Kennedy | Director | Salt Lake City, UT |
| Andrew A Sauter | Executive Officer | Salt Lake City, UT |
| Michael Raza Minahan | Director | Salt Lake City, UT |
| Arnold B Oronsky, Ph.D. | Director | Salt Lake City, UT |
| Joshua L Phillips | Director | Salt Lake City, UT |
| Richard L Novak | Director | Salt Lake City, UT |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-05-11](https://search.stillhousedata.com/formd/0001534969-21-000002) | D/A | $100.3M | $100.3M |
| [2021-04-05](https://search.stillhousedata.com/formd/0001534969-21-000001) | D | $75.0M | $61.5M |
| [2020-02-27](https://search.stillhousedata.com/formd/0001534969-20-000001) | D/A | $53.5M | $51.8M |
| [2019-08-07](https://search.stillhousedata.com/formd/0001534969-19-000002) | D | $50.0M | $25.8M |
| [2019-03-08](https://search.stillhousedata.com/formd/0001534969-19-000001) | D | $6.4M | $6.4M |
| [2018-12-06](https://search.stillhousedata.com/formd/0001534969-18-000001) | D | $10.0M | $7.6M |
| [2017-01-23](https://search.stillhousedata.com/formd/0001534969-17-000001) | D | $45.0M | $22.7M |
| [2014-11-18](https://search.stillhousedata.com/formd/0001534969-14-000004) | D | $25.0M | $5.0M |
| [2014-03-13](https://search.stillhousedata.com/formd/0001534969-14-000001) | D/A | $4.5M | $4.5M |
| [2013-10-02](https://search.stillhousedata.com/formd/0001534969-13-000003) | D | $2.5M | $1.3M |
| [2012-11-20](https://search.stillhousedata.com/formd/0001534969-12-000001) | D/A | $19.3M | $10.2M |
| [2011-11-21](https://search.stillhousedata.com/formd/0001534969-11-000001) | D | $19.3M | $10.2M |

## More

- [CIK 1534969 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1534969&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001534969-14-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.