# Northwest Warrant Fund Ltd — Form D

Northwest Warrant Fund Ltd of HONG KONG, K3, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-02-16. $3.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-02-16
- Form: D
- Accession: 0001542040-12-000003
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.7
- Amount sold: $3.9M
- Minimum investment: $100K
- Investors: 33
- Date of first sale: 2005-11-30
- Security types: fund interests
- SEC file number: 021-173552

## Issuer

- Name: Northwest Warrant Fund Ltd
- CIK: 0001542037
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Address: 11F KINWICK CENTRE, HONG KONG, K3, NONE
- Phone: 85236575600

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Neale John Safaty | Director | Kent, X0 |
| Ronan John Daly | Director | Dublin, L2 |
| Martin John Lang | Director | Grand Cayman, E9 |
| Carol Ann Michael-Green | Director | Pembroke, D0 |
| None Northwest Investment Management (Hong Kong) Ltd | Promoter | Hong Kong, K3 |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-01-17](https://search.stillhousedata.com/formd/0001542037-19-000001) | D/A | — | $7.1M |
| [2018-01-18](https://search.stillhousedata.com/formd/0001542037-18-000001) | D/A | — | $7.1M |
| [2017-01-25](https://search.stillhousedata.com/formd/0001542037-17-000001) | D/A | — | $7.1M |
| [2016-01-22](https://search.stillhousedata.com/formd/0001542037-16-000002) | D/A | — | $7.1M |
| [2015-01-28](https://search.stillhousedata.com/formd/0001542037-15-000001) | D/A | — | $10.2M |
| [2014-02-06](https://search.stillhousedata.com/formd/0001542037-14-000001) | D/A | — | $20.6M |
| [2013-02-08](https://search.stillhousedata.com/formd/0001542037-13-000001) | D/A | — | $19.4M |

## More

- [CIK 1542037 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1542037&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001542040-12-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.