# Northwest China Opportunities Fund Ltd — Form D/A

Northwest China Opportunities Fund Ltd of HONG KONG, K3, a pooled investment fund, filed a Form D amendment with the SEC on 2018-01-18. $21.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-01-18
- Form: D/A
- Accession: 0001542040-18-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $21.8M
- Minimum investment: $100K
- Investors: 9
- Date of first sale: 2003-10-31
- Security types: fund interests
- SEC file number: 021-173550

## Issuer

- Name: Northwest China Opportunities Fund Ltd
- CIK: 0001542040
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Address: 11F KINWICK CENTRE, HONG KONG, K3, NONE
- Phone: 85236575600

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Ronan John Daly | Director | Dublin, L2 |
| None None Northwest Investment Management (Hong Kong) Ltd | Executive Officer | Hong Kong, K3 |
| None None Northwest Investment Management (Hong Kong) Ltd | Promoter | Hong Kong, K3 |
| Martin John Lang | Director | Grand Cayman, E9 |
| Carol Ann Michael-Green | Director | Pembroke, D0 |

## Other filings by this issuer (14)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-12-03](https://search.stillhousedata.com/formd/0001542040-25-000002) | D/A | — | $132.7M |
| [2024-12-11](https://search.stillhousedata.com/formd/0001542040-24-000001) | D/A | — | $132.7M |
| [2023-12-19](https://search.stillhousedata.com/formd/0001542040-23-000003) | D/A | — | $23.8M |
| [2023-01-10](https://search.stillhousedata.com/formd/0001542040-23-000001) | D/A | — | $23.8M |
| [2022-01-12](https://search.stillhousedata.com/formd/0001542040-22-000001) | D/A | — | $23.8M |
| [2021-01-15](https://search.stillhousedata.com/formd/0001542040-21-000001) | D/A | — | $23.8M |
| [2020-01-16](https://search.stillhousedata.com/formd/0001542040-20-000001) | D/A | — | $23.8M |
| [2019-01-17](https://search.stillhousedata.com/formd/0001542040-19-000001) | D/A | — | $23.8M |
| [2017-01-25](https://search.stillhousedata.com/formd/0001542040-17-000001) | D/A | — | $13.3M |
| [2016-01-22](https://search.stillhousedata.com/formd/0001542040-16-000002) | D/A | — | $13.0M |
| [2015-01-28](https://search.stillhousedata.com/formd/0001542040-15-000001) | D/A | — | $12.7M |
| [2014-02-06](https://search.stillhousedata.com/formd/0001542040-14-000001) | D/A | — | $40.7M |
| [2013-02-08](https://search.stillhousedata.com/formd/0001542040-13-000001) | D/A | — | $176.5M |
| [2012-02-16](https://search.stillhousedata.com/formd/0001542040-12-000001) | D | — | $119.8M |

## More

- [CIK 1542040 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1542040&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001542040-18-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
