# Javelin Capital Markets, LLC — Form D

Javelin Capital Markets, LLC of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2012-03-19. $8.7M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2012-03-19
- Form: D
- Accession: 0001543398-12-000001
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Amount sold: $8.7M
- Investors: 4
- Date of first sale: 2011-07-22
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-175200

## Issuer

- Name: Javelin Capital Markets, LLC
- CIK: 0001543398
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 443 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY, 10016
- Phone: (212) 779-2300

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Christopher Augustin | Executive Officer | New York, NY |
| Mike Hisler | Executive Officer | New York, NY |
| Christopher Koppenheffer | Executive Officer | New York, NY |
| Vincent Tomasi | Executive Officer | New York, NY |
| David Sexton | Director | Des Moine, IA |
| James Cawley | Executive Officer | New York, NY |
| JOHN SULLIVAN | Director | Naperville, IL |
| JOHN SULLIVAN | Executive Officer | Naperville, IL |
| Matthias Asemota | Director | New York, NY |
| Ron Neal | Executive Officer | New York, NY |
| Edward McElwreath | Director | New York, NY |
| John Mulcahy | Director | New York, NY |
| Suellen Galish | Executive Officer | New York, NY |
| Mutasar Iqbal | Executive Officer | New York, NY |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-09-22](https://search.stillhousedata.com/formd/0001543398-15-000001) | D | $5.0M | $353K |
| [2013-12-03](https://search.stillhousedata.com/formd/0001543398-13-000005) | D/A | — | $18.2M |
| [2013-12-03](https://search.stillhousedata.com/formd/0001543398-13-000004) | D/A | — | $18.2M |
| [2013-03-18](https://search.stillhousedata.com/formd/0001543398-13-000002) | D/A | — | $14.2M |

## More

- [CIK 1543398 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1543398&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001543398-12-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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