# First Principles Structured Income Fund, LLC — Form D/A

First Principles Structured Income Fund, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2019-02-27. $53.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2019-02-27
- Form: D/A
- Accession: 0001548357-19-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $53.5M
- Minimum investment: $500K
- Investors: 20
- Date of first sale: 2012-02-03
- Security types: fund interests
- SEC file number: 021-177786

## Issuer

- Name: First Principles Structured Income Fund, LLC
- CIK: 0001548357
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: c/o First Principles Capital Management, NEW YORK, NY, 10005
- Phone: 212-380-2280

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Richard F Dolan | Executive Officer | New York, NY |
| David R Ho | Executive Officer | New York, NY |
| Prasad Kadiyala | Executive Officer | New York, NY |
| Michael Baek | Executive Officer | New York, NY |
| Mark F Lieberman | Executive Officer | New York, NY |
| Stephen R Miller | Executive Officer | New York, NY |
| Robert R Lewis | Executive Officer | New York, NY |
| Mark G Alexandridis | Executive Officer | New York, NY |
| Jeanine F Stampfl | Executive Officer | New York, NY |
| N/A First Principles Capital Management LLC | Promoter | New York, NY |
| n/a First Principles Partners, LLC | Promoter | New York, NY |
| Prasad R Kadiyala | Executive Officer | New York, NY |
| Douglas A Dachille | Executive Officer | New York, NY |
| Hong G Chen | Executive Officer | New York, NY |
| James H Van Epps | Executive Officer | New York, NY |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-10-04](https://search.stillhousedata.com/formd/0001548357-19-000002) | D/A | — | $47.7M |
| [2017-02-22](https://search.stillhousedata.com/formd/0001548357-17-000001) | D/A | — | $51.7M |
| [2016-02-04](https://search.stillhousedata.com/formd/0001548357-16-000002) | D/A | — | $46.4M |
| [2015-02-03](https://search.stillhousedata.com/formd/0001548357-15-000001) | D/A | — | $46.4M |
| [2014-10-15](https://search.stillhousedata.com/formd/0001548357-14-000001) | D/A | — | $46.4M |
| [2012-05-07](https://search.stillhousedata.com/formd/0001548357-12-000001) | D | — | $11.0M |

## More

- [CIK 1548357 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1548357&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001548357-19-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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