# Axe-Houghton Associate Investment Fund, LLC — Form D/A

Axe-Houghton Associate Investment Fund, LLC of Fort Lee, NJ, a pooled investment fund, filed a Form D amendment with the SEC on 2022-10-24. $5.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2022-10-24
- Form: D/A
- Accession: 0001555730-22-000001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $5.3M
- Minimum investment: $5K
- Investors: 24
- Date of first sale: 2012-08-01
- Security types: fund interests
- SEC file number: 021-182766

## Issuer

- Name: Axe-Houghton Associate Investment Fund, LLC
- CIK: 0001555730
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2012
- Address: One Bridge Plaza, Suite 695 One Bridge Plaza, Suite 695, Fort Lee, NJ, 07024
- Phone: 201-585-7733

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| n/a Palisade Capital Management, L.L.C. | Executive Officer | Fort Lee, NJ |
| Bradley R Goldman | Executive Officer | Fort Lee, NJ |
| Dennison T Veru | Executive Officer | Fort Lee, NJ |
| Alison A Berman | Executive Officer | Fort Lee, NJ |
| n/a Palisade Capital Management, LP | Executive Officer | Fort Lee, NJ |
| n/a Palisade Capital Management, L.L.C. | Promoter | Fort Lee, NJ |
| Alison T Berman | Executive Officer | Fort Lee, NJ |
| Martin L Berman | Executive Officer | Fort Lee, NJ |
| Jeffrey D Serkes | Executive Officer | Fort Lee, NJ |
| Brian D Fern | Executive Officer | Fort Lee, NJ |
| Jack T. Feiler | Executive Officer | Fort Lee, NJ |
| Jack T. Feiler | Promoter | Fort Lee, NJ |
| Steven E. Berman | Executive Officer | Fort Lee, NJ |
| Steven E. Berman | Promoter | Fort Lee, NJ |
| Martin L. Berman | Executive Officer | Fort Lee, NJ |
| Martin L. Berman | Promoter | Fort Lee, NJ |
| Dennison T. Veru | Executive Officer | Fort Lee, NJ |
| Dennison T. Veru | Promoter | Fort Lee, NJ |
| Dennison T. Veru | Related Person | Fort Lee, NJ |
| Bradley R. Goldman | Executive Officer | Fort Lee, NJ |
| Bradley R. Goldman | Promoter | Fort Lee, NJ |
| Bradley R. Goldman | Related Person | Fort Lee, NJ |
| Jeffrey D. Serkes | Executive Officer | Fort Lee, NJ |
| Jeffrey D. Serkes | Promoter | Fort Lee, NJ |
| Alison A. Berman | Related Person | Fort Lee, NJ |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-07-01](https://search.stillhousedata.com/formd/0001555730-26-000001) | D/A | — | $6.2M |
| [2025-10-22](https://search.stillhousedata.com/formd/0001555730-25-000003) | D/A | — | $5.8M |
| [2024-10-24](https://search.stillhousedata.com/formd/0001555730-24-000001) | D/A | — | $5.3M |
| [2023-10-24](https://search.stillhousedata.com/formd/0001555730-23-000002) | D/A | — | $5.3M |
| [2021-10-22](https://search.stillhousedata.com/formd/0001555730-21-000002) | D/A | — | $5.2M |
| [2021-05-03](https://search.stillhousedata.com/formd/0001555730-21-000001) | D/A | — | $5.0M |
| [2020-05-01](https://search.stillhousedata.com/formd/0001555730-20-000001) | D/A | — | $4.8M |
| [2019-05-01](https://search.stillhousedata.com/formd/0001555730-19-000001) | D/A | — | $4.5M |
| [2018-05-01](https://search.stillhousedata.com/formd/0001555730-18-000005) | D/A | — | $2.9M |
| [2018-04-23](https://search.stillhousedata.com/formd/0001555730-18-000001) | D/A | — | $2.9M |
| [2017-04-21](https://search.stillhousedata.com/formd/0001555730-17-000001) | D/A | — | $2.6M |
| [2016-04-21](https://search.stillhousedata.com/formd/0001555730-16-000004) | D/A | — | $2.5M |
| [2015-04-21](https://search.stillhousedata.com/formd/0001555730-15-000003) | D/A | — | $2.5M |
| [2014-04-21](https://search.stillhousedata.com/formd/0001555730-14-000001) | D/A | — | $2.4M |
| [2012-08-15](https://search.stillhousedata.com/formd/0001555730-12-000001) | D | — | $1.0M |

## More

- [CIK 1555730 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1555730&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001555730-22-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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