# AEOLUS PHARMACEUTICALS, INC. — Form D

AEOLUS PHARMACEUTICALS, INC. of MISSION VIEJO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-03-06. The offering totals $3.6M, of which $3.6M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2013-03-06
- Form: D
- Accession: 0001556663-13-000001
- Industry: Pharmaceuticals
- Exemptions: 06
- Total offering: $3.6M
- Amount sold: $3.6M
- Investors: 17
- Date of first sale: 2013-02-22
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-192823

## Issuer

- Name: AEOLUS PHARMACEUTICALS, INC.
- CIK: 0001261734
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 26361 CROWN VALLEY PARKWAY, SUITE 150, MISSION VIEJO, CA, 92691
- Phone: 9494819825

## Officers, directors & promoters (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Joseph J Krivulka | Director | Brisbane, CA |
| AMIT M KUMAR | Director | MISSION VIEJO, CA |
| Michael E Lewis | Director | Heathrow, FL |
| PETER D SUZKAK | Director | MISSION VIEJO, CA |
| Russell Skibsted | Executive Officer | Alameda, CA |
| Michael Lewis | Director | Boulder, CO |
| Amit Kumar | Director | New York, NY |
| David Cavalier | Director | New York, NY |
| Brian Day | Executive Officer | Boston, MA |
| Mitchell D Kaye | Director | San Francisco, CA |
| Chris Rallis | Director | RESEARCH TRIANGLE PARK, NC |
| John M Farah, Jr. | Director | Mission Viejo, CA |
| John M Clerici | Director | MISSION VIEJO, CA |
| JOHN McMANUS | Executive Officer | MISSION VIEJO, CA |
| DAVID C CAVALIER | Director | MISSION VIEJO, CA |
| DAVID C CAVALIER | Executive Officer | MISSION VIEJO, CA |
| Ken A Bright | Executive Officer | MISSION VIEJO, CA |
| AMIT A KUMAR | Director | MISSION VIEJO, CA |
| Chris A Rallis | Director | Morrisville, NC |
| John Farah | Director | Exton, PA |
| Jeffrey A Scott | Director | Tampa, FL |
| BRIAN L DAY | Executive Officer | MISSION VIEJO, CA |
| PETER L SUZDAK | Director | MISSION VIEJO, CA |
| JOHN L MCMANUS | Executive Officer | MISSION VIEJO, CA |
| JOHN L FARAH | Director | MISSION VIEJO, CA |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-12-18](https://search.stillhousedata.com/formd/0001560208-15-000003) | D | $6.7M | $6.7M |
| [2012-04-18](https://search.stillhousedata.com/formd/0001448565-12-000004) | D | $690K | $690K |
| [2010-08-19](https://search.stillhousedata.com/formd/0001261734-10-000003) | D | $2.0M | $1.0M |
| [2010-08-09](https://search.stillhousedata.com/formd/0001261734-10-000002) | D/A | $3.3M | $3.3M |
| [2009-11-23](https://search.stillhousedata.com/formd/0001261734-09-000030) | D/A | $3.3M | $1.6M |
| [2009-10-09](https://search.stillhousedata.com/formd/0001261734-09-000029) | D | $3.3M | $1.6M |
| [2009-04-06](https://search.stillhousedata.com/formd/0001261734-09-000017) | D | $1.5M | $1.5M |

## More

- [CIK 1261734 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1261734&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001556663-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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