# AOTS 37, Inc. — Form D/A

AOTS 37, Inc. of LAUDERDALE BY THE SEA, FL, a company, filed a Form D amendment with the SEC on 2014-02-11. The offering totals $16.0M, of which $4.9M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2014-02-11
- Form: D/A
- Accession: 0001558003-14-000001
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $16.0M
- Amount sold: $4.9M
- Remaining: $11.1M
- Investors: 52
- Date of first sale: 2013-06-13
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-190613

## Issuer

- Name: AOTS 37, Inc.
- CIK: 0001558003
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 4737 NORTH OCEAN DRIVE, LAUDERDALE BY THE SEA, FL, 33308
- Phone: 310 843 9300

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| Doug Armstrong | Director | Chicago, IL |
| Steve Lufkin | Director | Pelham, NH |
| Richard Wardle | Director | Pelham, NH |
| Steve Lufkin | Executive Officer | Pelham, NH |
| Steve Lufkin | Promoter | Pelham, NH |
| Anthony Pintsopoulos | Promoter | Lauderdale by the Sea, FL |
| Richard Rappaport | Promoter | Lauderdale by the Sea, FL |
| Richard Wardle | Executive Officer | Pelham, NH |
| Douglas Armstrong | Director | Pelham, NH |
| Richard A. Rappaport | Director | Lauderdale by the Sea, FL |
| Richard A. Rappaport | Executive Officer | Lauderdale by the Sea, FL |
| Anthony C. Pintsopoulos | Director | Lauderdale by the Sea, FL |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-01-23](https://search.stillhousedata.com/formd/0001558003-13-000003) | D | $16.0M | — |
| [2013-01-23](https://search.stillhousedata.com/formd/0001558003-13-000002) | D | $250K | — |
| [2012-10-19](https://search.stillhousedata.com/formd/0001558003-12-000002) | D/A | $1.4M | $1.1M |
| [2012-09-12](https://search.stillhousedata.com/formd/0001558003-12-000001) | D | $1.1M | $250K |

## More

- [CIK 1558003 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1558003&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001558003-14-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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