# Trustwave Holdings, Inc. — Form D

Trustwave Holdings, Inc. of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2013-11-12. The offering totals $24.8M, of which $24.5M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2013-11-12
- Form: D
- Accession: 0001560208-13-000001
- Industry: Other Technology
- Exemptions: 06b
- Total offering: $24.8M
- Amount sold: $24.5M
- Remaining: $318K
- Investors: 18
- Date of first sale: 2013-10-25
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-206139

## Issuer

- Name: Trustwave Holdings, Inc.
- CIK: 0001518154
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 70 W. MADISON, CHICAGO, IL, 60602
- Phone: 312-873-7500

## Officers, directors & promoters (44)

_Showing 25 of 44 people._

| Name | Role | Location |
| --- | --- | --- |
| William Ann Bertrand | Director | Chicago, IL |
| Richard Ann Garman | Director | Chicago, IL |
| Stuart C Harvey | Director | Chicago, IL |
| Walter Ann Hosp | Director | Chicago, IL |
| Richard C Kiphart | Director | Chicago, IL |
| Ruth Ann Marshall | Director | Chicago, IL |
| Zach Ann Nelson | Director | Chicago, IL |
| Tim C Nicholson | Director | Chicago, IL |
| Joseph C Patanella | Director | Chicago, IL |
| Howard C Smith | Director | Chicago, IL |
| Leo L Cole | Executive Officer | Chicago, IL |
| Alice L Geene | Executive Officer | Chicago, IL |
| Doug Ann Klotnia | Executive Officer | Chicago, IL |
| James Ann Kunkel | Executive Officer | Chicago, IL |
| David C Parkinson | Executive Officer | Menlo Park, CA |
| ROBERT J MCCULLEN | Director | CHICAGO, IL |
| ROBERT J MCCULLEN | Executive Officer | CHICAGO, IL |
| WILLIAM J BERTRAND | Director | CHICAGO, IL |
| LEO G COLE | Executive Officer | CHICAGO, IL |
| RICHARD J KIPHART | Director | CHICAGO, IL |
| HOWARD J SMITH | Director | CHICAGO, IL |
| TIMOTHY J NICHOLSON | Director | CHICAGO, IL |
| WALTER J HOSP | Director | CHICAGO, IL |
| JOSEPH J PATANELLA | Director | CHICAGO, IL |
| PHIL J SMITH | Executive Officer | CHICAGO, IL |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-03-28](https://search.stillhousedata.com/formd/0001573307-14-000001) | D | $27.5M | $25.5M |
| [2012-03-30](https://search.stillhousedata.com/formd/0001209191-12-020574) | D | — | — |

## More

- [CIK 1518154 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1518154&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001560208-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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