# Lombard Asia IV, L.P. — Form D

Lombard Asia IV, L.P. of SAN FRANCISCO, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-05-16. $59.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-05-16
- Form: D
- Accession: 0001560694-13-000001
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $59.6M
- Minimum investment: $1.0M
- Investors: 10
- Date of first sale: 2013-05-10
- Security types: equity, fund interests
- Revenue range: Decline to Disclose
- SEC file number: 021-196647

## Issuer

- Name: Lombard Asia IV, L.P.
- CIK: 0001560694
- Entity type: Limited Partnership
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2012
- Address: C/O LOMBARD INVESTMENTS, INC., SAN FRANCISCO, CA, 94111
- Phone: 415.397.5900

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Smith | Executive Officer | Chicago, IL |
| Scott Sweet | Executive Officer | San Francisco, CA |
| n/a Lombard Investments, Inc. | Promoter | San Francisco, CA |
| n/a Lombard Asia IV GP, LLC | Promoter | Portola Valley, CA |
| Pote Videt | Executive Officer | Bangkok, W1 |
| Peter Sullivan | Executive Officer | White Plains, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-07-24](https://search.stillhousedata.com/formd/0001560694-13-000002) | D | — | $124.9M |
| [2012-10-22](https://search.stillhousedata.com/formd/0001560694-12-000001) | D | — | $174.6M |

## More

- [CIK 1560694 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1560694&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001560694-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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