# ROC (AIV) FUND II, LP — Form D

ROC (AIV) FUND II, LP of SALT LAKE CITY, UT, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-01-09. The offering totals $375.0M, of which $1.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-01-09
- Form: D
- Accession: 0001565877-13-000002
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.7
- Total offering: $375.0M
- Amount sold: $1.4M
- Remaining: $373.6M
- Minimum investment: $1.0M
- Investors: 4
- Date of first sale: 2013-01-01
- Security types: fund interests
- SEC file number: 021-189798

## Issuer

- Name: ROC (AIV) FUND II, LP
- CIK: 0001565877
- Entity type: Limited Partnership
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2012
- Address: 5295 SOUTH COMMERCE DRIVE, SALT LAKE CITY, UT, 84107
- Phone: 801-792-4669

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| JOHN PENNINGTON | Director | SALT LAKE CITY, UT |
| JOHN PENNINGTON | Executive Officer | SALT LAKE CITY, UT |
| N/A ROC Fund II GP, LLC | Promoter | MURRAY, UT |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-02-13](https://search.stillhousedata.com/formd/0001565877-13-000003) | D/A | $375.0M | $1.4M |

## More

- [CIK 1565877 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1565877&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001565877-13-000002.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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