# City National Rochdale High Yield Alternative Strategies Fund TEI LLC — Form D/A

City National Rochdale High Yield Alternative Strategies Fund TEI LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2018-05-16. $57.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-05-16
- Form: D/A
- Accession: 0001566114-18-000025
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Amount sold: $57.7M
- Minimum investment: $25K
- Investors: 376
- Date of first sale: 2013-06-01
- Security types: fund interests
- SEC file number: 021-194425

## Issuer

- Name: City National Rochdale High Yield Alternative Strategies Fund TEI LLC
- CIK: 0001377955
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 400 PARK AVENUE, NEW YORK, NY, 10022
- Phone: 212-702-3500

## Officers, directors & promoters (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| Michael C Lukaj | Executive Officer | New York, NY |
| Daniel A Hanwacker, Sr. | Director | New York, NY |
| James A Wolford | Director | New York, NY |
| Jon A Hunt | Director | New York, NY |
| Mitchell A Cepler | Executive Officer | New York, NY |
| Andrew A Clare | Director | New York, NY |
| Jay C Nadel | Director | New York, NY |
| Don A Andrews | Executive Officer | New York, NY |
| Anthony R Sozio | Executive Officer | New York, NY |
| Don C Andrews | Executive Officer | New York, NY |
| James C Wolford | Director | New York, NY |
| Andrew C Clare | Director | New York, NY |
| Jon C Hunt | Director | New York, NY |
| Mitchell C Cepler | Executive Officer | New York, NY |
| Vernon C Kozlen | Director | New York, NY |
| Kurt R Hawkesworth | Executive Officer | New York, NY |
| William R O'Donnell | Executive Officer | New York, NY |
| Francesco Michael Gozzillo | Executive Officer | New York, NY |
| Mitchell Michael Cepler | Executive Officer | New York, NY |
| Greg R Francoeur | Executive Officer | New York, NY |
| Irwin G Barnet | Director | New York, NY |
| William R Sweet | Director | New York, NY |
| Andrew R Clare | Director | New York, NY |
| Jon R Hunt | Director | New York, NY |
| Gregg R Giaquinto | Executive Officer | New York, NY |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-05-14](https://search.stillhousedata.com/formd/0001566114-20-000070) | D/A | — | $57.7M |
| [2019-05-13](https://search.stillhousedata.com/formd/0001566114-19-000068) | D/A | — | $57.7M |
| [2017-08-02](https://search.stillhousedata.com/formd/0001566114-17-000062) | D/A | — | $57.7M |
| [2016-06-06](https://search.stillhousedata.com/formd/0001566114-16-000118) | D/A | — | $57.4M |
| [2015-05-12](https://search.stillhousedata.com/formd/0001566114-15-000044) | D/A | — | $56.5M |
| [2014-04-29](https://search.stillhousedata.com/formd/0001566114-14-000031) | D/A | — | $54.9M |
| [2013-04-03](https://search.stillhousedata.com/formd/0001566114-13-000002) | D | — | — |

## More

- [CIK 1377955 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1377955&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001566114-18-000025.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.