# City National Rochdale Structured Claims Fixed Income Fund LLC — Form D/A

City National Rochdale Structured Claims Fixed Income Fund LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2019-05-13. The offering totals $50.0M, of which $43.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2019-05-13
- Form: D/A
- Accession: 0001566114-19-000069
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $50.0M
- Amount sold: $43.8M
- Remaining: $6.2M
- Minimum investment: $25K
- Investors: 207
- Date of first sale: 2010-02-12
- Security types: fund interests
- SEC file number: 021-138925

## Issuer

- Name: City National Rochdale Structured Claims Fixed Income Fund LLC
- CIK: 0001477289
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 400 Park Avenue, NEW YORK, NY, 10022
- Phone: 212-702-3500

## Officers, directors & promoters (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| Andrew C Clare | Director | New York, NY |
| Jon C Hunt | Director | New York, NY |
| Vernon C Kozlen | Director | New York, NY |
| James C Wolford | Director | New York, NY |
| Don C Andrews | Executive Officer | New York, NY |
| Mitchell C Cepler | Executive Officer | New York, NY |
| Kurt Richard Hawkesworth | Executive Officer | New York, NY |
| Daniel A Hanwacker, Sr. | Director | New York, NY |
| Daniel A Hanwacker, Sr. | Executive Officer | New York, NY |
| James A Wolford | Director | New York, NY |
| Garrett Richard D'Alessandro | Executive Officer | New York, NY |
| Anthony Richard Sozio | Executive Officer | New York, NY |
| Jon A Hunt | Director | New York, NY |
| Mitchell A Cepler | Executive Officer | New York, NY |
| Andrew A Clare | Director | New York, NY |
| Jay C Nadel | Director | New York, NY |
| Jay C Nadel | Executive Officer | New York, NY |
| Don A Andrews | Executive Officer | New York, NY |
| Michael C Lukaj | Executive Officer | New York, NY |
| Francesco Michael Gozzillo | Executive Officer | New York, NY |
| Kurt Michael Hawkesworth | Executive Officer | New York, NY |
| Irwin G Barnet | Director | New York, NY |
| Greg A Francoeur | Executive Officer | New York, NY |
| William A O'Donnell | Executive Officer | New York, NY |
| William R Sweet | Director | New York, NY |

## Other filings by this issuer (9)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-05-18](https://search.stillhousedata.com/formd/0001566114-20-000071) | D/A | $50.0M | $44.3M |
| [2018-05-16](https://search.stillhousedata.com/formd/0001566114-18-000026) | D/A | $50.0M | $43.7M |
| [2017-08-02](https://search.stillhousedata.com/formd/0001566114-17-000063) | D/A | $50.0M | $43.3M |
| [2016-06-03](https://search.stillhousedata.com/formd/0001566114-16-000116) | D/A | $50.0M | $41.8M |
| [2015-05-12](https://search.stillhousedata.com/formd/0001566114-15-000041) | D/A | $50.0M | $41.4M |
| [2014-04-29](https://search.stillhousedata.com/formd/0001566114-14-000033) | D/A | $50.0M | $40.7M |
| [2011-03-17](https://search.stillhousedata.com/formd/0001477289-11-000002) | D/A | $50.0M | $36.4M |
| [2010-02-23](https://search.stillhousedata.com/formd/0001477289-10-000002) | D/A | $50.0M | $39.0M |
| [2010-02-22](https://search.stillhousedata.com/formd/0001477289-10-000001) | D | $50.0M | — |

## More

- [CIK 1477289 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1477289&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001566114-19-000069.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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